NASDAQ is operational as a national securities exchange in all securities.
NASDAQ operates the FINRA/NASDAQ Trade Reporting Facility (TRF) which is a limited liability company operated by NASDAQ and subject to FINRA’s regulatory license and oversight, and offers trade reporting for all securities.
Download a complete list of current NASDAQ exchange members
Complete the NASDAQ Services Agreement (PDF): Please sign both copies. Retain one signed copy for your records.
Each application must be accompanied by a check for the full amount of the application fee made payable to The NASDAQ Stock Market. Please note that this fee is non-refundable.
Return the Application and Agreement, the check and one copy of the NASDAQ Services Agreement to:
The NASDAQ Stock Market
Membership Department
1735 K Street, NW
Washington, DC 20006-1506
ATTN: Deborah Siluk
NQX Membership Application Processing
Non-FINRA Members and a member of another SRO
Members of another registered national securities exchange that are not also FINRA members must submit a Full NASDAQ Membership Application and Agreement containing all of the Supplemental Information required under NASDAQ rules. The firm must also submit a signed Services Agreement and a Written Supervisory Procedures checklist.
Each application must be accompanied by a check for the full amount of the application fee made payable to The NASDAQ Stock Market. Please note that this fee is non-refundable.
Return the Application and Agreement, the Checklist, the check and one copy of the NASDAQ Services Agreement to:
The NASDAQ Stock Market
Membership Department
1735 K Street, NW
Washington, DC 20006-1506
ATTN: Deborah Siluk
NQX Membership Application Processing
