How to Subscribe - Monthly Subscription Data
Due to the confidential nature of the information, NASDAQ® is providing the following services in a secure area of this Web site or via Secure File Transfer Protocol (FTP):	(Subscription Info. and Agreements)

Broker/Dealer DataSM - Provides access to Compliance Report Cards and Historical Research Reports Regulatory Transaction Fee Report MP Position Report Plus MP Position Report Plus via Secure FTP ACT Recap Messages ACT Recap Messages via Secure FTP

A Subscription Checklist is available to assist subscribers with reviewing and completing all the necessary documents. The following steps will explain how to subscribe to any of Secure Data products available within this Web site: Review the Secure Data Monthly Fees. Complete the Subscription Packages Order Form (2 pages). Complete and sign 2 copies of the NASDAQ Web Access Agreement (11 pages).* Read the NASDAQ Trader Addendum (2 pages). If applicable, review and sign 2 copies of the Soft Dollar Amendment (1 page). If applicable, send 2 copies of the Soft Dollar Letter (1 page) to the Paying Organization (Payor). Request the Paying Organization to have an authorized officer sign and execute the letter as well as provide the information requested in the letter. The Paying Organization should send back one original signed copy to the Subscribing Organization. Return: Both copies of the signed agreement (or copy of the executed agreement) 2 copies of the addendums 2 copies of the signed test agreement If applicable, return: 2 copies of the signed Soft Dollar Amendment 1 copy of the original signed copy of the Soft Dollar Letter from the Paying Organization All agreements must be signed and executed by an authorized officer at your firm to the NASDAQ Web Security Help Desk at the address below. The NASDAQ Stock Market One Liberty Plaza New York, NY 10006 Attn: Subscriber Services After NASDAQ receives the completed and signed agreement with the addendums, NASDAQ will contact your firm's designated Security Administrator to review the process of activating entitlement for each user. An Entitlement Installation Guide will be sent to all users and the Security Administrator. The Entitlement Installation Guide contains the multiple steps that both the users and Security Administrator will need to follow to gain access to the Secure Data section of this Web site. Click on the view/print button at the top of this page to print all of the sign-up materials in one document. The monthly fees have been approved by the Boards of The Nasdaq Stock Market and the NASD. If you have any questions concerning the agreements or any of the above steps, please contact Subscriber Services at 212.231.5180. *If your firm has already executed the NASDAQ Web Access Agreement for another NASDAQ Web service, please verify that the person specified to receive notices and the Security Administrator (and alternate) in the NASDAQ Web Access Agreement are correct.