| Trade Date | Symbol(s) | Issuer | Exchange Traded Product | Listing Market |
|---|---|---|---|---|
| 01.06.2016 | LEAD | Reality Shares ETF Trust | Reality Shares DIVCON Leaders Dividend ETF | NYSE Arca |
| 01.07.2016 | DEFA DEWJ DEZU |
iShares Trust | iShares Adaptive Currency Hedged MSCI EAFE ETF iShares Adaptive Currency Hedged MSCI Japan ETF iShares Adaptive Currency Hedged MSCI Eurozone ETF |
BATS |
| 01.07.2016 | DDEZ DDJP DDLS DDWM |
WisdomTree Trust | WisdomTree Dynamic Currency Hedged Europe Equity Fund WisdomTree Dynamic Currency Hedged Japan Equity Fund WisdomTree Dynamic Currency Hedged International SmallCap Equity Fund WisdomTree Dynamic Currency Hedged International Equity Fund |
BATS |
| 01.13.2016 | GNRX | Market Vectors ETF Trust | Market Vectors Generic Drugs ETF | NASDAQ |
| 01.14.2016 | DFND GARD |
Reality Shares ETF Trust | Reality Shares DIVCON Dividend Defender ETF Reality Shares DIVCON Dividend Guard ETF |
BATS |
| 01.14.2016 | XITK | SPDR Series Trust | SPDR FactSet Innovative Technology ETF | NYSE Arca |
| 01.27.2016 | EMDV | ProShares Trust | ProShares MSCI Emerging Markets Dividend Growers ETF | BATS |
| 02.09.2016 | OIIL | Credit Suisse AG | Credit Suisse X-Links WTI Crude Oil Index ETNs due February 8, 2036 | NYSE Arca |
| 02.09.2016 | MLPZ MLPQ |
UBS AG | UBS AG ETRACS ETRACS 2xMonthly Leveraged S&P MLP Index ETN UBS AG ETRACS 2xMonthly Leveraged Alerian MLP Infrastructure Index ETN |
NYSE Arca |
| 02.10.2016 | GTO | Claymore Exchange-Traded Fund Trust 2 | Guggenheim Total Return Bond ETF | NYSE Arca | 02.16.2016 | FIEE | UBS AG | UBS AG FI Enhanced Europe 50 ETN due February 12, 2026 | NYSE Arca |
| 02.18.2016 | FUT | ProShares Trust | ProShares Managed Futures Strategy ETF | BATS | 02.18.2016 | OILX | UBS AG | ETRACS S&P GSCI Crude Oil Total Return Index ETN due February 22, 2046 | NYSE Arca | 02.22.2016 | FIHD | UBS AG | UBS AG FI Enhanced Global High Yield ETN due March 3, 2026 | NYSE Arca |
| 02.23.2016 | SOVB | Cambria ETF Trust | Cambria Sovereign High Yield Bond ETF | NYSE Arca |
| 02.23.2016 | PGHD | Pacer Funds Trust | Pacer Global High Dividend ETF | BATS |
| 02.24.2016 | PUTW | WisdomTree Trust | WisdomTree CBOE S&P 500 PutWrite Strategy Fund | NYSE Arca |
| 02.24.2016 | JSML JSMD |
Janus Detroit Street Trust | Janus Small Cap Growth Alpha ETF Janus Small/Mid Cap Growth Alpha ETF |
NASDAQ |
| 02.26.2016 | EVSTC | Eaton Vance Nextshares Trust | Eaton Vance Stock NextShares | NASDAQ |
| 03.02.2016 | VIGI VYMI |
Vanguard Whitehall Funds | Vanguard International Dividend Appreciation ETF Vanguard International High Dividend Yield ETF |
NASDAQ |
| 03.04.2016 | GSJY GSEU |
Goldman Sachs ETF Trust | Goldman Sachs ActiveBeta Japan Equity ETF Goldman Sachs ActiveBeta Europe Equity ETF |
NYSE Arca |
| 03.08.2016 | SHE | SPDR Series Trust | SPDR SSGA Gender Diversity Index ETF | NYSE Arca |
| 03.09.2016 | IFLY GAMR |
FactorShares Trust | PureFunds Drone Economy Strategy ETF PureFunds Video Game Tech ETF |
NYSE Arca |
| 03.10.2016 | DWIN | PowerShares Exchange-Traded Fund Trust II | PowerShares DWA Tactical Multi-Asset Income Portfolio | NASDAQ |
| 03.18.2016 | FVC | First Trust Exchange-Traded Fund VI | First Trust Dorsey Wright Dynamic Focus 5 ETF | NASDAQ |
| 03.22.2016 | PSET PY |
Principal Exchange-Traded Funds | Principal Price Setters Index ETF Principal Shareholder Yield Index ETF |
NASDAQ |
| 03.23.2016 | CEZ | Victory Portfolios II | Victory CEMP Emerging Market Volatility Wtd Index ETF | NASDAQ |
| 03.29.2016 | JHME JHMI JHMA JHMU JHMS |
John Hancock Exchange-Traded Fund Trust | John Hancock Multifactor Energy ETF John Hancock Multifactor Industrials ETF John Hancock Multifactor Materials ETF John Hancock Multifactor Utilities ETF John Hancock Multifactor Consumer Staples ETF |
NYSE Arca |
| 03.31.2016 | EVGBC EVLMC |
Eaton Vance NextShares Trust Eaton Vance NextShares Trust II |
Eaton Vance Global Income Builder NextShares Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShares |
NASDAQ |
| 04.04.2016 | JUNE | Elevation ETF Trust | Dhandho Junoon ETF | NYSE Arca |
| 04.04.2016 | JPIH JPEH |
J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Diversified Return International Currency Hedged ETF JPMorgan Diversified Return Europe Currency Hedged ETF |
NYSE Arca |
| 04.05.2016 | GHE GHS |
Exchange Traded Concepts Trust | REX Gold Hedged FTSE Emerging Markets ETF REX Gold Hedged S&P 500 ETF |
NYSE Arca |
| 04.07.2016 | DVEM IQDG |
WisdomTree Trust | WisdomTree Emerging Markets Dividend Fund WisdomTree International Quality Dividend Growth Fund |
BATS |
| 04.07.2016 | ERYY FAZZ TECZ |
Direxion Shares ETF | Direxion Daily Energy Bear 1x Shares Direxion Daily Financial Bear 1x Shares Direxion Daily Technology Bear 1x Shares |
NYSE Arca |
| 04.14.2016 | EMTL STOT |
SSGA Active Trust | SPDR DoubleLine Emerging Markets Fixed Income ETF SPDR DoubleLine Short Duration Total Return Tactical ETF |
BATS |
| 04.14.2016 | RFAP RFDI RFEU |
First Trust Exchange-Traded Fund III | First Trust RiverFront Dynamic Asia Pacific ETF First Trust RiverFront Dynamic Developed International ETF First Trust RiverFront Dynamic Europe ETF |
NASDAQ |
| 04.19.2016 | OPD | Claymore Exchange-Traded Fund Trust | Guggenheim Large Cap Optimized Diversification ETF | NYSE Arca |
| 04.19.2016 | DEMG | DBX ETF Trust | Deutsche X-trackers FTSE Emerging Comprehensive Factor ETF | NYSE Arca |
| 04.19.2016 | BUZ | ALPS ETF Trust | Sprott Buzz Social Media Insights ETF | NYSE Arca |
| 04.19.2016 | CATH | Global X Funds | Global X S&P 500 Catholic Values ETF | NASDAQ |
| 04.20.2016 | IBUY | Amplify ETF Trust | Amplify Online Retail ETF | NASDAQ |
| 04.22.2016 | MPCT | iShares Trust | iShares Sustainable MSCI Global Impact ETF | NASDAQ |
| 04.26.2016 | WIZE | Exchange Traded Concepts Trust | CrowdInvest Wisdom ETF | NYSE Arca |
| 04.27.2016 | SFHY SFIG WFHY WFIG |
WisdomTree Trust | WisdomTree Fundamental U.S. Short-Term High Yield Corporate Bond Fund WisdomTree Fundamental U.S. Short-Term Corporate Bond Fund WisdomTree Fundamental U.S. High Yield Corporate Bond Fund WisdomTree Fundamental U.S. Corporate Bond Fund |
BATS |
| 05.03.2016 | VMAX VMIN |
Exchange Traded Concepts Trust | REX VolMAXX Long VIX Weekly Futures Strategy REX VolMAXX Inverse VIX Weekly Futures Strategy |
BATS |
| 05.04.2016 | MILN | Global X Funds | Global X Millennials Thematic ETF | NASDAQ |
| 05.10.2016 | AGGE AGGP |
IndexIQ ETF Trust | IQ Enhanced Core Bond U.S. ETF IQ Enhanced Core Plus Bond U.S. ETF |
NYSE Arca |
| 05.10.2016 | BFIT LNGR |
Global X Funds | Global X Health & Wellness Thematic ETF Global X Longevity Thematic ETF |
NASDAQ |
| 05.10.2016 | OVLC | Claymore Exchange-Traded Fund Trust 2 | Guggenheim U.S. Large Cap Optimized Volatility ETF | NYSE Arca |
| 05.12.2016 | JPME | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Diversified Return U.S. Mid Cap Equity ETF | NYSE Arca |
| 05.12.2016 | CNDF CNSF ERGF FNCF HCRF INDF MATF TCHF UTLF |
iShares Trust | iShares Edge MSCI Multifactor Consumer Discretionary ETF iShares Edge MSCI Multifactor Consumer Staples ETF iShares Edge MSCI Multifactor Energy ETF iShares Edge MSCI Multifactor Financials ETF iShares Edge MSCI Multifactor Healthcare ETF iShares Edge MSCI Multifactor Industrials ETF iShares Edge MSCI Multifactor Materials ETF iShares Edge MSCI Multifactor Technology ETF iShares Edge MSCI Multifactor Utilities ETF |
BATS |
| 05.18.2016 | AMJL | Credit Suisse AG | Credit Suisse X-Links Monthly Pay 2xLeveraged Alerian MLP Index Exchange Traded Notes (ETNs) due May 16, 2036 | NYSE Arca |
| 05.19.2016 | FAAR | First Trust Exchange-Traded Fund VII | First Trust Alternative Absolute Return Strategy ETF | NASDAQ |
| 05.19.2016 | BMLA | Recon Capital Series Trust | BullMark LatAm Select Leaders ETF | NASDAQ |
| 05.19.2016 | IGRO | iShares Trust | iShares International Dividend Growth ETF | BATS |
| 05.24.2016 | EPRF | Elkhorn ETF Trust | Elkhorn S&P High Quality Preferred ETF | BATS |
| 06.02.2016 | DWFI | SPDR Series Trust | SPDR Dorsey Wright Fixed Income Allocation ETF | NASDAQ |
| 06.03.2016 | FLQH FLQE FLQG FLQD |
Franklin Templeton ETF Trust | Franklin LibertyQ International Equity Hedged ETF Franklin LibertyQ Emerging Markets ETF Franklin LibertyQ Global Equity ETF Franklin LibertyQ Global Dividend ETF |
NYSE Arca |
| 06.07.2016 | RFDA RFFC |
ALPS ETF Trust | RiverFront Dynamic US Dividend Advantage ETF RiverFront Dynamic US Flex-Cap ETF |
NYSE Arca |
| 06.08.2016 | SPDN | Direxion Shares ETF Trust | Direxion Daily S&P 500 Bear 1X Shares | NYSE Arca |
| 06.09.2016 | BEMO | ETF Series Solutions Trust | Aptus Behavioral Momentum ETF | BATS |
| 06.09.2016 | FITS OLD ORG SLIM |
Janus Detroit Street Trust | The Health and Fitness ETF The Long-Term Care ETF The Organics ETF The Obesity ETF |
NASDAQ |
| 06.13.2016 | ESGW ESGN ESGS |
Columbia ETF Trust I | Columbia Sustainable Global Equity Income ETF Columbia Sustainable International Equity Income ETF Columbia Sustainable U.S. Equity Income ETF |
NYSE Arca |
| 06.14.2016 | RFUN RFCI |
ALPS ETF Trust | RiverFront Dynamic Unconstrained Income ETF RiverFront Dynamic Core Income ETF |
NYSE Arca |
| 06.14.2016 | RFEM | First Trust Exchange-Traded Fund III | First Trust RiverFront Dynamic Emerging Markets ETF | NASDAQ |
| 06.15.2016 | CNYA | iShares Trust | iShares MSCI China A ETF | BATS |
| 06.16.2016 | HYDD | Direxion Shares ETF Trust | Direxion Daily High Yield Bear 2X Shares | NYSE Arca |
| 06.16.2016 | FALN HYXE |
iShares Trust | iShares Fallen Angels USD Bond ETF iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF |
NASDAQ |
| 06.23.2016 | TALL | Credit Suisse AG | Royal Bank of Canada ETN Linked S&P 500 Trend Allocator PR Index | NASDAQ |
| 06.28.2016 | OILU OILD |
AccuShares Trust I | AccuShares S&P GSCI Crude Oil Excess Return Up Shares AccuShares S&P GSCI Crude Oil Excess Return Down Shares |
NASDAQ |
| 06.28.2016 | XTH XWEB |
SPDR Series Trust | S&P Technology Hardware ETF S&P Internet ETF |
NYSE Arca |
| 06.28.2016 | DESC | DBX ETF Trust | Deutsche X-trackers Russell 2000 Comprehensive Factor ETF | NYSE Arca |
| 06.30.2016 | OEW | RYDEX ETF Trust | Guggenheim S&P 100 Equal Weight ETF | NYSE Arca |
| 06.30.2016 | ESGD ESGE |
iShares Funds | iShares MSCI EAFE ESG Select ETF iShares MSCI EM ESG Select ETF |
NASDAQ |
| 07.07.2016 | SCAP | AdvisorShares Trust | AdvisorShares Cornerstone Small Cap ETF | NYSE Arca |
| 07.12.2016 | KRMA | Global X Funds | Global X Conscious Companies ETF | NASDAQ |
| 07.13.2016 | REML | Credit Suisse AG | Credit Suisse X-Links Monthly Pay 2xLeveraged Mortgage REIT Exchange Traded Notes (ETNs) due July 11, 2036 | NYSE Arca |
| 07.14.2016 | BSWN LSVX XIVH |
UBS AG | UBS AG VelocityShares VIX Tail Risk ETN linked to the S&P 500 VIX Futures Tail Risk Index due July 18, 2046 UBS AG VelocityShares VIX Variable Long/Short ETN linked to the S&P 500 VIX Futures Variable Long/Short Index due July 18, 2046 UBS AG VelocityShares VIX Short Volatility Hedged ETN linked to the S&P 500 VIX Futures Short Volatility Hedged Index Short Term due July 18, 2046 |
NYSE Arca |
| 07.14.2016 | IGEM | VanEck Vectors ETF Trust | VanEck Vectors ETF Trust Market Vectors EM Investment Grade + BB Rated USD Sovereign Bond ETF | NYSE Arca |
| 07.14.2016 | DWLV | PowerShares Exchange-Traded Fund Trust II | PowerShares DWA Momentum & Low Volatility Rotation Portfolio | NASDAQ |
| 07.14.2016 | ESG ESGG |
FlexShares Trust | FlexShares STOXX US ESG Impact Index Fund FlexShares STOXX Global ESG Impact Index Fund |
NASDAQ |
| 07.14.2016 | EYLD | Cambria ETF Trust | Cambria Emerging Shareholder Yield ETF | BATS |
| 07.18.2016 | SPXH TRSK |
Janus Detroit Street Trust | Janus Velocity Volatility Hedged Large Cap ETF Janus Velocity Tail Risk Hedged Large Cap ETF |
NYSE Arca |
| 07.19.2016 | PRNT | ARK ETF Trust | The 3D Printing ETF | BATS |
| 07.27.2016 | MELT EUFL |
Direxion Shares ETF Trust | Direxion Daily Gold Miners Index Bear 1X Shares Direxion Daily European Financials Bull 2X Shares |
NYSE Arca |
| 07.27.2016 | WBIR | Absolute Shares Trust | WBI Tactical Rotation Shares | NYSE Arca |
| 07.28.2016 | LVHI | LEGG Mason ETF Equity Trust | Legg Mason International Low Volatility High Dividend ETF | BATS | 08.09.2016 | MLPE | Citigroup Global Markets Holdings Inc. | C-Tracks ETNs on the Miller/Howard MLP Fundamental Index, Series B, due July 13, 2026 | NYSE Arca |
| 08.09.2016 | WTRX | Elevation ETF Trust | Summit Water Infrastructure Multifactor ETF | NYSE Arca |
| 08.10.2016 | EUFS | Direxion Shares ETF Trust | Direxion Daily European Financials Bear 1X Shares | NYSE Arca |
| 08.17.2016 | PMPT | ETFIS Series Trust I | iSectors Post-MPT Growth ETF | NASDAQ |
| 08.22.2016 | GENY BTEC |
Principal Exchange-Traded Funds | Principal Millennials Index ETF Principal Healthcare Innovators Index ETF |
NASDAQ |
| 08.25.2016 | HDMV HUSV |
First Trust Exchange-Traded Fund III | First Trust Horizon Managed Volatility Developed International ETF First Trust Horizon Managed Volatility Domestic ETF |
NYSE Arca |
| 08.31.2016 | FINQ IMED |
ETF Managers Trust | PureFunds Solactive FinTech ETF PureFunds ETFx HealthTech ETF |
NASDAQ |
| 09.08.2016 | GBIL | Goldman Sachs ETF Trust | Goldman Sachs Treasury Access 0-1 Year ETF | NYSE Arca |
| 09.08.2016 | DULL SHNY |
Direxion Shares ETF Trust | Direxion Daily Silver Miners Index Bear 2x Shares Direxion Daily Silver Miners Index Bull 2X Shares |
NYSE Arca |
| 09.09.2016 | SMMV | iShares Trust | iShares Edge MSCI Min Vol USA Small-Cap ETF | BATS |
| 09.13.2016 | FINX SNSR BOTZ |
Global X Funds | Global X FinTech Thematic ETF Global X Internet of Things Thematic ETF Global X Robotics & Artificial Intelligence Thematic ETF |
NASDAQ |
| 09.14.2016 | JPHF | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Diversified Alternatives ETF | NYSE Arca |
| 09.14.2016 | BSJO BSCQ |
Direxion Shares ETF Trust | Guggenheim BulletShares 2024 High Yield Corporate Bond ETF Guggenheim BulletShares 2026 Corporate Bond ETF |
NYSE Arca |
| 09.15.2016 | JPHY | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Diversified Alternatives ETF | BATS |
| 09.15.2016 | NUAG | NuShares ETF Trust | NuShares Enhanced Yield U.S. Aggregate Bond ETF | NYSE Arca |
| 09.15.2016 | IBDR | iShares Trust | iShares iBonds Dec 2026 Term Corporate ETF | NYSE Arca |
| 09.15.2016 | FDLO FDMO FDRR FDVV FQAL FVAL |
Fidelity Covington Trust | Fidelity Low Volatility Factor ETF Fidelity Momentum Factor ETF Fidelity Dividend ETF for Rising Rates Fidelity Core Dividend ETF Fidelity Quality Factor ETF Fidelity Value Factor ETF |
NYSE Arca |
| 09.20.2016 | ITML ITMS |
Vaneck Vectors ETF Trust | VanEck Vectors AMT-Free 12-17 Year Municipal Index ETF VanEck Vectors AMT-Free 6-8 Year Municipal Index ETF |
BATS |
| 09.20.2016 | USMR | Recon Capital Series Trust | Recon Capital USA Managed Risk ETF | NYSE Arca |
| 09.21.2016 | CWS | Advisor Shares Trust | AdvisorShares Focused Equity ETF | NYSE Arca |
| 09.21.2016 | PFV | Amplify ETF Trust | Amplify YieldShares Prime 5 Dividend ETF | BATS |
| 09.21.2016 | RCOM | Elkhorn ETF Trust | Elkhorn Fundamental Commodity Strategy ETF | BATS |
| 09.21.2016 | DWAC | Elkhorn ETF Trust | Elkhorn Commodity Rotation Strategy ETF | NASDAQ |
| 09.21.2016 | FTXO FTXG FTXN FTXH FTXD FTXL FTXR |
First Trust Exchange–Traded Fund VI | First Trust Nasdaq Bank ETF First Trust Nasdaq Food & Beverage ETF First Trust Nasdaq Oil & Gas ETF First Trust Nasdaq Pharmaceuticals ETF First Trust Nasdaq Pharmaceuticals ETF First Trust Nasdaq Semiconductor ETF First Trust Nasdaq Transportation ETF |
NASDAQ |
| 09.22.2016 | FLLV | Franklin Templeton ETF Trust | Franklin Liberty U.S. Low Volatility ETF | NYSE Arca |
| 09.22.2016 | PSC | Principal Exchange-Traded Fund Trust | Principal U.S. Small Cap Index ETF | NASDAQ |
| 09.22.2016 | VRIG | PowerShares Actively Managed Exchange-Traded Fund Trust | PowerShares Variable Rate Investment Grade Portfolio | NASDAQ |
| 09.28.2016 | SNLN | Highland/iBoxx Senior Loan ETF | The Highland Funds I | NASDAQ |
| 09.28.2016 | OILK | Elkhorn ETF Trust | ProShares K-1 Free Crude Oil Strategy ETF | BATS |
| 09.28.2016 | TTAC | Trimtabs ETF Trust | TrimTabs Float Shrink ETF | BATS |
| 09.28.2016 | FCEF MCEF |
First Trust Exchange-Traded Fund VIII | First Trust Municipal CEF Income Opportunity ETF First Trust CEF Income Opportunity ETF |
NASDAQ |
| 09.29.2016 | KOR | AdvisorShares Trust | AdvisorShares KIM Korea Equity ETF | NYSE Arca |
| 10.04.2016 | RORE | Lattice Strategies Trust | Lattice Real Estate Strategy ETF | NYSE Arca |
| 10.05.2016 | FLCO | Franklin Templeton ETF Trust | Franklin Liberty Investment Grade Corporate ETF | NYSE Arca |
| 10.12.2016 | WSKY | ETF Managers Trust | Spirited Funds/ETFMG Whiskey & Spirits ETF | NYSE Arca |
| 10.18.2016 | IVFGC IVFVC IVENC |
Ivy NextShares | Ivy Focused Growth NextShares Ivy Focused Value NextShares Ivy Energy NextShares |
NASDAQ |
| 10.20.2016 | LVHB | Elkhorn ETF Trust | Elkhorn Lunt Low Vol/High Beta Tactical ETF | BATS |
| 10.24.2016 | UTES | ETFIS Series Trust I | Reaves Utilities ETF | NYSE Arca |
| 10.25.2016 | IFIX IGVT |
DBX ETF Trust | Deutsche X-trackers Barclays International Corporate Bond Hedged ETF Deutsche X-trackers Barclays International Treasury Bond Hedged ETF |
BATS |
| 10.25.2016 | EEMX EFAX |
SPDR Index Shares Funds | SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF SPDR MSCI EAFE Fossil Fuel Reserves Free ETF |
NYSE Arca |
| 10.27.2016 | MVIN | Natixis ETF Trust | Natixis Seeyond International Minimum Volatility ETF | NYSE Arca |
| 10.28.2016 | TCTL | ETF Series Solutions | Premise Capital Frontier Advantage Diversified Tactical ETF | BATS |
| 10.31.2016 | ESGF ESGL |
Oppenheimer Revenue Weighted ETF Trust | Oppenheimer Global ESG Revenue ETF Oppenheimer ESG Revenue ETF |
NYSE Arca |
| 11.01.2016 | ACSI | ETF Series Solutions | American Customer Satisfaction Core Alpha ETF | BATS |
| 11.02.2016 | CWEB | Direxion Shares ETF Trust | Direxion Daily CSI China Internet Index Bull 2X Shares | NYSE Arca |
| 11.03.2016 | FLEU | Barclays Bank PLC | Barclays ETN+ FI Enhanced Europe 50 Exchange Traded Notes Series B | NYSE Arca |
| 11.03.2016 | IMTB | iShares Trust | iShares Core 5-10 Year USD Bond ETF | NYSE Arca |
| 11.03.2016 | GVIP | Goldman Sachs ETF Trust | Goldman Sachs Hedge Industry VIP ETF | NYSE Arca |
| 11.03.2016 | DHDG | Wisdomtree Trust | Dynamic Currency Hedged International Quality Dividend Growth Fund | BATS |
| 11.08.2016 | MENU | USCF ETF Trust | USCF Restaurant Leaders Fund | NYSE Arca |
| 11.15.2016 | EFAS | Global X Funds | Global X MSCI SuperDividend EAFE ETF | NASDAQ |
| 11.16.2016 | JPSE | J.P. Morgan Exchange-Traded Fund Trust | JPMorgan Diversified Return U.S. Small Cap Equity ETF | NYSE Arca |
| 11.17.2016 | VNLA | Janus Detroit Street Trust | Janus Short Duration Income ETF | NYSE Arca |
| 11.18.2016 | OILB | Barclays Bank Plc | iPath Series B S&P GSCI Crude Oil ETN | NYSE Arca |
| 11.18.2016 | LVHE | Legg Mason ETF Equity Trust | Legg Mason Emerging Markets Low Volatility High Dividend ETF | NYSE Arca |
| 11.21.2016 | BNDC | Flexshares Trust | FlexShares Core Select Bond Fund | NYSE Arca |
| 12.01.2016 | MOGLC | Gabelli NextShares Trust | Gabelli Media Mogul NextShares | NASDAQ |
| 12.01.2016 | IDHD XSHD |
PowerShares Exchange-Traded Fund Trust II | PowerShares S&P International Developed High Dividend Low Volatility Portfolio PowerShares S&P SmallCap High Dividend Low Volatility Portfolio |
BATS |
| 12.02.2016 | ESGU | iShares Trust | iShares MSCI USA ESG Optimized ETF | NASDAQ |
| 12.06.2016 | BLHY | Virtus ETF Trust II | Virtus Newfleet Dynamic Credit ETF | NYSE Arca |
| 12.07.2016 | DWAQ DWAS KBWB KBWD KBWP KBWR KBWY PDP PEY PEZ PFI PFM PGJ PHO PID PIE PIO PIZ PKW PLW PRN PSL PTF PTH PUI PXI PYZ |
Powershares Exchange-Traded Funds | PowerShares DWA NASDAQ Momentum Portfolio PowerShares DWA SmallCap Momentum Portfolio PowerShares KBW Bank Portfolio PowerShares KBW High Dividend Yield Financial Portfolio PowerShares KBW Property & Casualty Insurance Portfolio PowerShares KBW Regional Banking Portfolio PowerShares KBW Premium Yield Equity REIT Portfolio PowerShares DWA Momentum Portfolio PowerShares High Yield Equity Dividend Achievers Portfolio PowerShares DWA Consumer Cyclicals Momentum Portfolio PowerShares DWA Financial Momentum PowerShares Dividend Achievers Portfolio PowerShares Golden Dragon China Portfolio PowerShares Water Resources Portfolio PowerShares International Dividend Achievers Portfolio PowerShares DWA Emerging Markets Momentum Portfolio PowerShares Global Water Portfolio PowerShares DWA Developed Markets Momentum Portfolio PowerShares BuyBack Achievers Portfolio PowerShares 1-30 Laddered Treasury Portfolio PowerShares DWA Industrials Momentum Portfolio PowerShares DWA Consumer Staples Momentum Portfolio PowerShares DWA Technology Momentum Portfolio PowerShares DWA Healthcare Momentum Portfolio PowerShares DWA Utilities Momentum Portfolio PowerShares DWA Energy Momentum Portfolio PowerShares DWA Basic Materials Momentum Portfolio |
NASDAQ |
| 12.07.2016 | HYLB | DBX ETF Trust | Deutsche X-trackers USD High Yield Corporate Bond ETF | NYSE Arca |
| 12.08.2016 | SGQI | Janus Detroit Street Trust | Janus SG Global Quality Income ETF | NASDAQ |
| 12.09.2016 | UWT DWT |
Citigroup Global Markets Holdings Inc. | VelocityShares 3x Long Crude Oil ETNs VelocityShares 3x Inverse Crude Oil ETNs |
NYSE Arca |
| 12.09.2016 | WEAR | Exchange Listed Funds Trust | The WEAR ETF | BATS |
| 12.14.2016 | NULG NULV NUMG NUMV NUSC |
NuShares ETF Trust | NuShares ESG Large-Cap Growth ETF NuShares ESG Large-Cap Value ETF NuShares ESG Mid-Cap Growth ETF NuShares ESG Mid-Cap Value ETF NuShares ESG Small-Cap Value ETF |
BATS |
| 12.14.2016 | DIVO | Amplify ETF Trust | Amplify YieldShares CWP Dividend & Option Income ETF | BATS |
| 12.16.2016 | JHMD | John Hancock Exchange-Traded Fund Trust | John Hancock Multifactor Developed International ETF | NYSE Arca |
| 12.19.2016 | COWZ | Pacer Funds Trust | Pacer US Cash Cows 100 ETF | BATS |
| 12.20.2016 | NURE | NuShares ETF Trust | NuShares Short-Term REIT ETF | BATS |
| 12.20.2016 | BMLP | Bank of Montreal | BMO Elkhorn DWA MLP Select Index Exchange Traded Notes Due December 10, 2036 | NASDAQ |
| 12.21.2016 | WBIY | Absolute Shares Trust | WBI Power Factor High Dividend ETF | NYSE Arca |
| 12.30.2016 | XD XS XE XF XH XI XK XM XU |
Elkhorn ETF Trust | Elkhorn S&P MidCap Consumer Discretionary Portfolio Elkhorn S&P MidCap Consumer Staples Portfolio Elkhorn S&P MidCap Energy Portfolio Elkhorn S&P MidCap Financials Portfolio Elkhorn S&P MidCap Health Care Portfolio Elkhorn S&P MidCap Industrials Portfolio Elkhorn S&P MidCap Information Technology Portfolio Elkhorn S&P MidCap Materials Portfolio Elkhorn S&P MidCap Utilities Portfolio |
BATS |
| 12.30.2016 | INFR | Legg Mason ETF Equity Trust | Legg Mason Global Infrastructure ETF | NASDAQ |
| 12.30.2016 | OUSM | OSI ETF Trust | OShares FTSE Russell Small Cap Quality Dividend ETF | NYSE Arca |