2007 Information Circulars


NASDAQ has provided additional information about non-NASDAQ listed exchange-traded funds (ETFs), which present special characteristics and risks associated with their trading.

This additional information is being presented in Information Circulars, whose purpose is to describe some of the characteristics and risks of these securities, alert members to possible prospectus delivery requirements and remind them of NASDAQ Rule 2310, which requires members to determine the suitability of investments recommended to customers.

For more information, please contact NASDAQ Listing Qualifications at 301.978.8008.