Information Circulars 2009
The NASDAQ Stock Market and Nasdaq BX
Overview
The NASDAQ Stock Market and Nasdaq BX (BX) will be providing additional information about trading certain structured products, which present special characteristics and risks associated with their trading.
This additional information for both exchanges is being presented in Information Circulars, whose purpose is to describe some of the characteristics and risks of these securities, alert members to possible prospectus delivery requirements and remind them of NASDAQ Rule 2310 and BX Rule 2310 which require members to determine the suitability of investments recommended to customers.
50/150 Nikkei 225 Index | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | 50/150 Nikkei 225 Index Notes, due October 7, 2009 | NKW |
AB Svensk Exportkredit | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
03.05.09 | AB Svensk Exportkredit Accelerated Return Bear Market Notes Linked to the S&P 500 Index | ABY |
03.05.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 500 Index | AQD |
02.04.09 | AB Svensk Exportkredit Capped Leveraged Index Return Notes Linked to the S&P 500 Index | SBK |
02.04.09 | AB Svensk Exportkredit Accelerated Return Bear Market Notes Linked to the S&P Retail Select Industry Index | SBG |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 500 Index | SZI |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 100 Index | ODY |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 500 Index | AXF |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the Technology Select Sector Index | IWK |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 500 Index | SAD |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P MidCap 400 Index | MHG |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the Dow Jones Industrial Average | DVK |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the Russell 1000 Growth Index | RDF |
01.15.09 | AB Svensk Exportkredit Accelerated Return Bear Market Notes Linked to the S&P 500 Index | BJV |
01.15.09 | AB Svensk Exportkredit ELEMENTS Linked to the MLCX Grains Index - Total Return | GRU |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the MSCI Emerging Markets Index | MIS |
01.15.09 | AB Svensk Exportkredit Accelerated Return Bear Market Notes Linked to the Consumer Discretionary Select Sector Index | CBJ |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the Nikkei 225 Index | NEH |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the Russell 2000 Index | REU |
01.15.09 | AB Svensk Exportkredit ELEMENTS Linked to the Rogers International Commodity Index – Total Return AB Svensk Exportkredit ELEMENTS Linked to the Rogers International Commodity Index – Agriculture Total Return AB Svensk Exportkredit ELEMENTS Linked to the Rogers International Commodity Index – Energy Total Return AB Svensk Exportkredit ELEMENTS Linked to the Rogers International Commodity Index – Metals Total Return |
RJI RJA RJN RJZ |
01.15.09 | AB Svensk Exportkredit ELEMENTS Linked to the SPECTRUM Large Cap U.S. Sector Momentum Index | EEH |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the Russell 2000 Index | SGH |
01.15.09 | AB Svensk Exportkredit Stock Market Upturn Notes Linked to the S&P 500 Index | SMM |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P MidCap 400 Index | SZM |
01.15.09 | AB Svensk Exportkredit Capped Leveraged Index Return Notes Linked to the S&P BRIC 40 Index | BTG |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the MSCI EAFE Index | EFD |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the Russell 2000 Index | RCW |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the Dow Jones EURO STOXX 50 Index | EOA |
01.15.09 | AB Svensk Exportkredit Accelerated Return Notes Linked to the S&P 500 Index | SQT |
01.15.09 | AB Svensk Exportkredit Capped Leveraged Index Return Notes Linked to the S&P 500 Index | SCB |
AdvisorShares Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
09.03.09 | AdvisorShares Dent Tactical ETF | DENT |
ALPS ETF Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
10.27.09 | ALPS Thomson Reuters/Jefferies CRB Global Agriculture Equity Index Fund | CRBA |
10.27.09 | ALPS Thomson Reuters/Jefferies CRB Global Industrial Metals Equity Index Fund | CRBI |
09.21.09 | Thomson Reuters/Jefferies CRB Global Commodity Equity Index Fund | CRBQ |
08.06.09 | Swedish Export Credit Corporation Accelerated Return Notes Linked to the S&P 500 Index | SGN |
07.07.09 | ALPS Equal Sector Weight ETF | EQL |
07.02.09 | Swedish Export Credit Corporation Accelerated Return Notes Linked to the S&P 500 Index | SAJ |
01.15.09 | Cohen & Steers Global Realty Majors ETF | GRI |
American International Group, Inc. | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | American International Group, Inc. Nikkei 225 Index Market Index Target-Term Securities | NOW |
Ameristock Exchange-Traded Funds | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Ameristock/Ryan 1 Year Treasury ETF Ameristock/Ryan 2 Year Treasury ETF Ameristock/Ryan 5 Year Treasury ETF Ameristock/Ryan 10 Year Treasury ETF Ameristock/Ryan 20 Year Treasury ETF |
GKA GKB GKC GKD GKE |
Bank of America | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
12.30.09 | Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SJV |
12.30.09 | Bank of America Corporation Market-Linked Step Up Notes Linked to the S&P 500 Index | MMY |
12.07.09 | Bank of America Market-Linked Step Up Notes Linked to the S&P 500 Index | BSQ |
12.07.09 | Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SFH |
12.07.09 | Bank of America Market-Linked Step Up Notes Linked to the S&P 500 Index | MZW |
12.01.09 | Bank of America Market Index Target-Term Securities Linked to the Dow Jones Industrial Average | MMF |
11.04.09 | Bank of America Corporation Step Up Notes Linked to the Russell 2000 Index | RIH |
11.04.09 | Bank of America Corporation Step Up Notes Linked to the S&P 500 Index | SKN |
10.06.09 | Bank of America Market Index Target-Term Securities Linked to the S&P 500 Index | MLA |
10.02.09 | Bank of America Corporation Index Linked Notes | SKL |
09.03.09 | Bank of America Corporation Accelerated Return Notes Linked to the S&P 500 Index | SPC |
08.06.09 | Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SPO |
08.06.09 | Bank of America Leveraged Index Return Notes Linked to the S&P 500 Index | SBA |
08.06.09 | Bank of America Leveraged Index Return Notes Linked to the S&P 500 Index | SBA |
07.31.09 | Bank of America Market Index Target-Term Securities Linked to the S&P 500 Index | MKF |
07.02.09 | Bank of America Leveraged Index Return Notes Linked to the S&P 500 Index | SVW |
06.05.09 | Bank of America Leveraged Index Return Notes Linked to the S&P 500 Index | SZE |
06.05.09 | Bank of America Corporation Accelerated Return Notes Linked to the S&P 500 Index | SMC |
06.05.09 | Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SJP |
06.05.09 | Bank of America Strategic Accelerated Redemption Securities Linked to the iShares FTSE/Xinhua 25 Index | SYP |
05.29.09 | Bank of America Market Index Target-Term Securities Linked to the Dow Jones Industrial Average | MBL |
04.30.09 | Bank of America Strategic Accelerated Redemption Securities Linked to the SPDR Gold Trust | GBN |
04.24.09 | Bank of America Market Index Target-Term Securities Linked to the S&P 500 Index | MPE |
04.01.09 | Bank of America Bear Market Strategic Accelerated Redemption Securities Linked to the iShares Dow Jones U.S. Real Estate Index Fund | SHK |
03.27.09 | Bank of America Market Index Target-Term Securities Linked to the S&P 500 Index | SCT |
03.05.09 | Bank of America Bear Market Strategic Accelerated Redemption Securities Linked to the S&P Small Cap Regional Banks Index | SDE |
03.05.09 | Bank of America Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SHR |
03.05.09 | Bank of America Capped Leveraged Index Return Notes Linked to the S&P 500 Index | CFU |
02.27.09 | Bank of America Market Index Target-Term Securities Linked to the S&P 500 Index | MGJ |
02.05.09 | Bank of America Corporation Accelerated Return Notes Linked to the S&P 500 Index | SJD |
02.05.09 | Bank of America Corporation Bear Market Strategic Accelerated Redemption Securities Linked to the iShares Dow Jones U.S. Real Estate Index Fund | DMH |
02.05.09 | Bank of America Corporation Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SKC |
02.05.09 | Bank of America Corporation Accelerated Return Notes Linked to the S&P 500 Index | SJD |
Barclays Bank PLC | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
11.18.09 | Barclays Long B Leveraged S&P 500 Total Return ETN Barclays Long C Leveraged S&P 500 Total Return ETN Barclays Short B Leveraged S&P 500 Total Return ETN Barclays Short C Leveraged S&P 500 Total Return ETN Barclays Short D Leveraged S&P 500 Total Return ETN |
BXUB BXUC BXDB BXDC BXDD |
01.30.09 | iPath S&P 500 VIX Short-Term Futures ETN iPath S&P 500 VIX Mid-Term Futures ETN |
VXX VXZ |
01.15.09 | iPath EUR/USD Exchange Rate ETN iPath GBP/USD Exchange Rate ETN iPath JPY/USD Exchange Rate ETN |
ERO GBB JYN |
01.15.09 | iPath Dow Jones-AIG Agriculture Total Return Sub-Index ETN iPath Dow Jones-AIG Copper Total Return Sub-Index ETN iPath Dow Jones-AIG Energy Total Return Sub-Index ETN iPath Dow Jones-AIG Grains Total Return Sub-Index ETN iPath Dow Jones-AIG Livestock Total Return Sub-Index ETN iPath Dow Jones-AIG Natural Gas Total Return Sub-Index ETN iPath Dow Jones-AIG Nickel Total Return Sub-Index ETN iPath Dow Jones-AIG Industrial Metals Total Return Sub-Index ETN |
JJA JJC JJE JJG COW GAZ JJN JJM |
01.15.09 | Barclays GEMS Asia 8 Exchange-Traded Notes Due April 8, 2038 | AYT |
01.15.09 | Barclays Asian and Gulf Currency Revaluation ETN | PGD |
01.15.09 | Barclays GEMS Index Exchange-Traded Notes | JEM |
Bear Stearns Active ETF Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Bear Stearns Current Yield Fund | YYY |
BLDRS Index Fund Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | BLDRS Asia 50 ADR Index Fund BLDRS Developed Markets 100 ADR Index Fund BLDRS Emerging Markets 50 ADR Index Fund BLDRS Europe 100 ADR Index Fund |
ADRA ADRD ADRE ADRU |
BOXES | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Biotechnology Basket Opportunity Exchangeable Securities, due January 30, 2032 Pharmaceutical Basket Opportunity Exchangeable Securities, due October 30, 2031 |
BXB RXB |
01.15.09 | Biotechnology Basket Opportunity Exchangeable Securities, due January 30, 2032 Pharmaceutical Basket Opportunity Exchangeable Securities, due October 30, 2031 |
BXB RXB |
BRIDGES | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | BRIDGES based upon value of common stock of ten companies, due March 30, 2009 Dow Jones EURO STOXX 50 Index BRIDGES, due December 30, 2009 BRIDGES based upon value of common stock of fifteen aerospace and defense companies, due December 30, 2009 BRIDGES based on the value of the Amex Pharmaceutical Index, due December 30, 2008 BRIDGES based on the value of fifteen financial services stocks, due August 30, 2009 BRIDGES based on the value of the Dow Jones Industrial Average, due June 30, 2009 BRIDGES Based on the value of common stock of fifteen companies in the oil industry, due June 15, 2010 BRIDGES based on the value of Russell 2000 Index, due December 30, 2008 BRIDGES based on the value of S&P Midcap 400 Index, due July 30, 2009 BRIDGES based on the value of common stock of ten companies, due February 28, 2009 BRIDGES based on the value of the S&P 500 Index, due August 30, 2008 |
TPA DBX DFB DRU MBK BGD BOI RBG MCB TPS BRD |
01.15.09 | BRIDGES based upon value of common stock of ten companies, due March 30, 2009 Dow Jones EURO STOXX 50 Index BRIDGES, due December 30, 2009 BRIDGES based upon value of common stock of fifteen aerospace and defense companies, due December 30, 2009 BRIDGES based on the value of fifteen financial services stocks, due August 30, 2009 BRIDGES based on the value of the Dow Jones Industrial Average, due June 30, 2009 BRIDGES Based on the value of common stock of fifteen companies in the oil industry, due June 15, 2010 BRIDGES based on the value of S&P Midcap 400 Index, due July 30, 2009 BRIDGES based on the value of common stock of ten companies, due February 28, 2009 |
TPA DBX DFB MBK BGD BOI MCB TPS |
BWN | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Strategic Total Return Securities, due January 15, 2012 | BWN |
Capital Protected Notes | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15. 09 | Capital Protected Notes Capital Protected Notes Capital Protected Notes 1.875% Capital EFP 1% Capital Protected Capital Protected Notes Capital Protected Notes Capital Protected Notes Capital Protected Notes Capital Protected Notes |
GIC GIT MIB MST DPP EEC SDM IIL BEM |
CAX | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | 100% Capital Protected Notes Based on the American Stock Exchange China Index, due December 30, 2009 | CAX |
Citigroup Funding Inc. | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
11.24.09 | Citigroup Funding Inc. 2% Minimum Coupon Principal Protected Notes Based Upon the Price of Gold | MOL |
11.24.09 | Citigroup Funding Inc. Index LeAding Stock markEt Return Securities Based Upon the S&P 500 Index | IFO |
10.27.09 | Citigroup Funding Inc. 2% Minimum Coupon Principal Protected Notes Based Upon the Russell 2000 Index | MMY |
Citigroup Funding Inc. 2% Minimum Coupon Principal Protected Notes Based Upon the S&P 500 Index | MHC | |
09.24.09 | Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index | BLN |
08.26.09 | Citigroup Funding Inc. 3% Minimum Principal Protected Notes Based Upon the Russell 2000 Index | MJC |
07.28.09 | Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Notes Based Upon the S&P 500 Index | MUK |
07.28.09 | Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Notes Based Upon the Price of Gold | MTY |
06.25.09 | Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Notes Based Upon the Dow Jones-UBS Commodity Index | MKZ |
06.24.09 | Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Notes Based Upon the S&P MidCap 400 Index | MBF |
05.22.09 | Citigroup Funding Inc. 3% Minimum Principal Protected Notes Based Upon the Russell 2000 Index | MBC |
05.07.09 | Citigroup Funding Inc. Safety First Trust Series 2009-2 Principal Protected Trust Certificates Linked to the Dow Jones Industrial Average Index | ABI |
03.26.09 | Citigroup Funding Inc. 3% Minimum Coupon Principal Protected Notes Based Upon the Dow Jones AIG Commodity Index – Excess Return | MKN |
02.24.09 | Citigroup Funding Inc. 2% Minimum Principal Protected Notes Based Upon the Russell 2000 Index | MOU |
01.15.09 | Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index | BEJ |
01.15.09 | Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index | BGI |
01.15.09 | Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index | BUW |
01.15.09 | Citigroup Funding Inc. Buffer Notes Based Upon the S&P 500 Index | BPD |
01.15.09 | Citigroup Funding Inc. Stock Market Upturn Notes Based upon the Performance of the S&P 500 Index | SRU |
01.15.09 | Citigroup Funding Inc. Strategic Market Access Notes Based Upon the Citi U.S. Equity Model Index | CKK |
01.15.09 | Citigroup Funding Inc. Buffer Notes Based Upon the Performance of the MSCI EAFE Index | SPU |
01.15.09 | Citigroup Funding Inc. 10% Premium Mandatory Callable Equity Linked Securities Linked to the ADRs of Companhia Vale do Rio Doce | PBA |
01.15.09 | Safety First Trust Principal-Protected Certificates Linked to a Global Index Basket | AKE |
01.15.09 | Citigroup Funding Inc. Buffer Notes Based Upon the Financial Select Sector SPDR Fund | BZZ |
01.15.09 | Citigroup Funding Inc. 9% Equity Linked Securities Based Upon the Common Stock of Time Warner Inc. | EYW |
01.15.09 | Citigroup Funding Inc. Buffer Notes Based Upon The S&P 500 Index | BLM |
01.15.09 | Citigroup Funding Inc. Stock Market Upturn Notes Based upon the S&P 500 Index | SVE |
01.15.09 | Citigroup Funding Inc. 10% Equity Linked Securities Based on the Common Stock of Schlumberger Ltd. | EAP |
01.15.09 | Citigroup Funding Inc. 10.75% Equity Linked Securities Based Upon the Common Stock of Valero Energy Corp. | ELJ |
01.15.09 | Citigroup Funding Inc. 10.5% Equity Linked Securities Based Upon the Common Stock of Intel Corporation | EHP |
01.15.09 | Citigroup Funding Inc. 10% Equity Linked Securities Based Upon the Common Stock of Merck & Co. | EBY |
01.15.09 | Citigroup Funding Inc. 11% Equity Linked Securities Based Upon the Common Stock of Celgene Corporation. | EHC |
01.15.09 | Citigroup Funding Inc. 11.75% Equity Linked Securities Based Upon the Common Stock of Deere & Co. | ECB |
01.15.09 | Citigroup Funding Inc. 8.5% Equity- Linked Securities Based upon the Common Stock of Exxon Mobil Corporation | ESM |
01.15.09 | Citigroup Funding Inc. 13.5% Equity Linked Securities Based Upon the Common Stock of Apple Inc. | EYJ |
01.15.09 | Citigroup Funding Inc. Equity-Linked Securities Based upon the Common Stock of AT&T Inc. | EDA |
01.15.09 | Citigroup Funding Inc. 11.5% Equity- Linked Securities Based Upon the Common Stock of NYSE Euronext | EKJ |
01.15.09 | Citigroup Funding Inc. Equity-Linked Securities Based upon the Common Stock of Federal National Mortgage Association | EJC |
01.15.09 | Citigroup Funding Inc. 8.5% Equity- Linked Note Linked to the Common Stock of Chesapeake Energy Corporation | ECC |
01.15.09 | Citigroup Funding Inc. 9.25% Equity- Linked Note Linked to the Common Stock of Intel Corporation | EIK |
01.15.09 | Citigroup Funding Inc., Stock Market Upturn Notes Linked to the MSCI EAFE Index | SMU |
01.15.09 | Citigroup Funding Inc. 9.25% Equity- Linked Note Linked to the Common Stock of Intel Corporation | EIK |
01.15.09 | Citigroup Funding Inc. Buffer Notes Based Upon the Financial Select Sector SPDR Fund | BLZ |
01.15.09 | Citigroup Funding Inc. Buffer Notes Based Upon The iShares MSCI Emerging Markets Index Fund | BYL |
01.15.09 | Citigroup Funding Inc. Buffer Notes Based Upon Dow Jones Industrial Average | BUN |
01.15.09 | Citigroup Funding Inc. Equity Linked Securities Based Upon the Common Stock of Barrick Gold Corporation | ELQ |
01.15.09 | Citigroup Funding Inc. Equity Linked Securities Based Upon the Common Stock of Halliburton Company | ECK |
01.15.09 | Citigroup Funding Inc. Equity Linked Securities Based Upon the Common Stock of Barrick Gold Corporation | ELQ |
01.15.09 | Citigroup Funding Inc. 8.5% Equity Linked Securities Based Upon the Common Stock of Microsoft Corporation | EHD |
01.15.09 | Citigroup Funding Inc. 8% Equity Linked Securities Based Upon the Common Stock of Exxon Mobil Corporation | EKG |
01.15.09 | Citigroup Funding Inc. 11.5% Equity Linked Securities Based Upon the ADRs of Nokia Corporation | EKK |
01.15.09 | Citigroup Funding Inc. 12% Equity Linked Securities Based Upon the Common Stock of International Game Technology | EPH |
01.15.09 | Citigroup Funding Inc. 9% Equity Linked Securities Based Upon the Common Stock of Cisco Systems, Inc. | EKV |
01.15.09 | Citigroup Funding Inc. 13.5% Equity Linked Securities Based Upon the Common Stock of Amazon.com, Inc. | EGJ |
01.15.09 | Citigroup Funding Inc. 13.5% Equity Linked Securities Based Upon the Common Stock of JC Penney Company, Inc. | EAZ |
01.15.09 | Citigroup Funding Inc. 14% Equity Linked Securities Based on the Common Stock of Research In Motion Ltd. | EGK |
01.15.09 | Citigroup Funding Inc. Stock Market Upturn Notes Based Upon the Dow Jones EURO STOXX 50 Index | SOG |
01.15.09 | Citigroup Funding Inc. 11% Equity- Linked Securities Based Upon the Common Stock of Nucor Corporation | ENQ |
01.15.09 | Citigroup Funding Inc. 9% Equity- Linked Securities Based Upon the Common Stock of Texas Instruments Inc. | EKD |
01.15.09 | Citigroup Funding Inc. 8.75% Equity- Linked Securities Based Upon the Common Stock of American Express Co. | EVD |
01.15.09 | Citigroup Funding Inc. 9% Equity Linked Securities Based Upon the Common Stock of Halliburton Company | EKO |
01.15.09 | Citigroup Funding Inc. 9.00% Equity Linked Securities Based on Exxon Mobil Corp. Common Stock | EBE |
01.15.09 | Citigroup Funding Inc., Stock Market Upturn Notes Based Upon the U.S.-Europe-Japan Basket | SJP |
01.15.09 | Citigroup Funding Inc. 9.00% Equity- Linked Securities Based Upon the American Depository Receipts of Cemex S.A.B. de C.V. | EKM |
01.15.09 | Citigroup Funding Inc. Stock Market Upturn Notes Based Upon iShares MSCI Emerging Markets Index Fund | SKC |
01.15.09 | Citigroup Funding Inc. Equity Linked Notes based on the Common Stock of Hess Corporation | EHJ |
01.15.09 | Citigroup Funding Inc. Stock Market Upturn Notes Linked to the S&P 500 Index | SKL |
01.15.09 | Citigroup Funding Inc. Equity-Linked Securities linked to the Common Stock of NYSE Euronext | EKE |
01.15.09 | Citigroup Funding Inc. Premium Mandatory Callable Equity-Linked Securities linked to the Common Stock of eBay Inc. | PAB |
01.15.09 | Citigroup Funding Inc. Equity-Linked Securities linked to the Common Stock of Lowe’s Companies, Inc. | EAN |
01.15.09 | Citigroup Funding Inc. Safety First Trust Series 2007-2 Principal-Protected Certificates Linked to the Nikkei 225 Index | AFO |
01.15.09 | Citigroup Funding Inc. Stock Market Upturn Notes Linked to the Nikkei 225 Index | SNQ |
01.15.09 | Citigroup Funding Inc. 8.00% Equity Linked Securities Based on the Common Stock of Monsanto Company | EMH |
Claymore Exchange- Traded Funds | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Claymore Exchange-Traded Fund Trust 2 | CUT |
12.08.09 | Claymore China Technology ETF | CQQ |
10.19.09 | Claymore/AlphaShares China All-Cap Exchange-Traded Fund | YAO |
01.15.09 | Claymore/Zacks Dividend Rotation ETF | IRO |
01.15.09 | Claymore/Morningstar Information Super Sector Index ETF Claymore/Morningstar Services Super Sector Index ETF Claymore/Morningstar Manufacturing Super Sector Index ETF |
MZN MZO MZG |
01.15.09 | Claymore/Robb Report Global Luxury Index ETF | ROB |
01.15.09 | Claymore/Clear Global Vaccine Index ETF Claymore/SWM Canadian Energy Income Index ETF Claymore/Clear Global Exchanges, Brokers & Asset Managers Index ETF |
JNR ENY EXB |
01.15.09 | Claymore/Robeco Boston Partners Large -Cap Value ETF | CLV |
01.15.09 | Claymore/BBD High Income Index ETF Claymore/KLD Sudan-Free Large Cap Core ETF |
LVL KSF |
01.15.09 | Claymore/Zacks Country Rotation ETF Claymore/Zacks International Yield Hog Index ETF |
CRO HGI |
01.15.09 | Claymore/IndexIQ Small-Cap Value ETF Claymore/Zacks Growth & Income ETF |
SCV CZG |
01.15.09 | Claymore/Robeco Developed International Equity ETF Claymore/Robeco Developed World Equity ETF |
EEN EEW |
01.15.09 | Claymore S&P Global Water Index ETF | CGW |
01.15.09 | Claymore/Clear Mid-Cap Growth Index ETF | MCG |
01.15.09 | Claymore/Zacks Mid-Cap Core ETF Claymore/BIR Leaders Mid-Cap Value ETF Claymore/BIR Leaders Small-Cap Core ETF Claymore/BIR Leaders 50 ETF Claymore/Ocean Tomo Growth Index ETF Claymore/Great Companies Large-Cap Growth Index ETF |
CZA BES BMV BST OTR XGC |
01.15.09 | Claymore MACROshares Oil Up Tradeable Trust Claymore MACROshares Oil Down Tradeable Trust |
UCR DCR |
01.15.09 | Claymore/Clear Spin-off ETF Claymore/Ocean Tomo Patent ETF Claymore/ LGA Green ETF Claymore/Sabrient Defender ETF Claymore/BNY BRIC ETF Claymore/Sabrient Insider ETF Claymore/Sabrient Stealth ETF Claymore/Zacks Sector Rotation ETF Claymore/Zacks Yield Hog ETF |
CSD OTP GRN DEF EEB NFO STH XRO CVY |
Claymore Exchange-Traded Fund Trust 2 | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
12.08.09 | Claymore China Technology ETF | CQQQ |
01.15.09 | Claymore/Delta Global Shipping Index ETF | SEA |
01.15.09 | Claymore/BNY Mellon Frontier Markets ETF | FRN |
01.15.09 | Claymore/MAC Global Solar Energy Index ETF | TAN |
01.15.09 | Claymore U.S. Capital Markets Bond ETF Claymore U.S. Capital Markets Micro-Term Fixed Income ETF Claymore US-1 - The Capital Markets Index ETF |
UBD ULQ UEM |
01.15.09 | Claymore/AlphaShares China Small Cap Index ETF | HAO |
01.15.09 | Claymore/AlphaShares China Real Estate ETF | TAO |
Credit Suisse Group | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | ELEMENTS MLCX Gold Index - Total Return ETN | GOE |
01.15.09 | ELEMENTS MLCX Livestock Index - Total Return ETN | LSO |
01.15.09 | ELEMENTS MLCX Precious Metals ETN ELEMENTS Credit Suisse Global Warming ETN |
PMY GMO |
CurrencyShares Trusts | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | CurrencyShares Australian Dollar Trust CurrencyShares British Pound Sterling Trust CurrencyShares Canadian Dollar Trust CurrencyShares Euro Trust CurrencyShares Swiss Franc Trust CurrencyShares Mexican Peso Trust CurrencyShares Swedish Krona Trust CurrencyShares Japanese Yen Trust |
FXA FXB FXC FXE FXF FXM FXS FXY |
DB Commodity Index Tracking Fund | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | DB Commodity Index Tracking Fund | DBC |
DB G10 CURRENCY HARVEST FUND | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | PowerShares DB G10 Currency Harvest Fund | DBV |
DBY | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Strategic Total Return Securities Exchangeable for a Cash Amount based on the CBOE Dow Jones Industrial Average BuyWrite Index, due July 30, 2011 | DBY |
Deutsche Bank AG | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Deutsche Bank AG ELEMENTS – “Dogs of the Dow” | DOD |
01.15.09 | Deutsche Bank AG ELEMENTS Linked to the Morningstar Wide Moat Focus Total Return Index Linked to the Dow Jones High Yield Select 10 Total Return Index | WMW |
01.15.09 | DB DB ELEMENTS Linked to the Benjamin Graham Total Market Value Index – Total Return DB ELEMENTS Linked to the Benjamin Graham Small Cap Value Index – Total Return DB ELEMENTS Linked to the Benjamin Graham Large Cap Value Index – Total Return |
BVT BVS BVL |
01.15.09 | DB Gold Double Short Exchange-Traded Note DB Gold Double Long Exchange Traded Note DB Gold Short Exchange Traded Note |
DZZ DGP DGZ |
01.15.09 | ELEMENTS Linked to the British Pound/U.S. Dollar Exchange Rate ELEMENTS Linked to the U.S. Dollar/Canadian Dollar Exchange Rate ELEMENTS Linked to the U.S. Dollar/Swiss Franc Exchange Rate ELEMENTS Linked to the Euro/U.S. Dollar Exchange Rate ELEMENTS Linked to the Australian Dollar/U.S. Dollar Exchange Rate |
EGB CUD SZE ERE ADE |
01.15.09 | PowerShares DB Base Metals Double Long ETN PowerShares DB Base Metals Double Short ETN PowerShares DB Base Metals Long ETN PowerShares DB Base Metals Short ETN PowerShares DB Crude Oil Double Long ETN PowerShares DB Crude Oil Double Short ETN PowerShares DB Crude Oil Long ETN PowerShares DB Crude Oil Short ETN |
BDD BOM BDG BOS DXO DTO OLO SZO |
01.15.09 | DB Commodity Double Short Exchange Traded Notes DB Commodity Double Long Exchange Traded Notes DB Commodity Short Exchange Traded Notes DB Commodity Long Exchange Traded Notes |
DEE DYY DDP DPU |
01.15.09 | DB Agriculture Double Short Exchange Traded Notes DB Agriculture Double Long Exchange Traded Notes DB Agriculture Short Exchange Traded Notes DB Agriculture Long Exchange Traded Notes/U.S. Dollar Exchange Rate |
AGA DAG ADZ AGF |
DIAMOND TRUST FUNDS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | DIAMONDS Trust Series I | DIA |
Direxion Shares ETF Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
12.03.09 | Direxion Funds Daily China Bull 3X Shares Direxion Funds Daily China Bear 3X Shares Direxion Funds Daily Latin America Bull 3X Shares Direxion Funds Daily Latin America Bear 3X Shares |
CZM CZI LBJ LHB |
07.16.09 | Direxion Funds Daily Real Estate Bull 3X Shares Direxion Funds Daily Real Estate Bear 3X Shares |
DRN DRV |
04.16.09 | Direxion Funds Daily 10-Year Treasury Bull 3X Shares Direxion Funds Daily 10-Year Treasury Bear 3X Shares Direxion Funds Daily 30-Year Treasury Bull 3X Shares Direxion Funds Daily 30-Year Treasury Bear 3X Shares |
TYD TYO TMF TMV |
01.15.09 | Direxion Funds Developed Markets Bull 3x Shares Direxion Funds Emerging Markets Bull 3x Shares Direxion Funds Technology Bull 3x Shares |
DZK EDC TYH |
01.15.09 | Direxion Funds Large Cap Bull 3x Shares Direxion Funds Small Cap Bull 3x Shares Direxion Funds Energy Bull 3x Shares Direxion Funds Financial Bull 3x Shares |
BGU TNA ERX FAS |
EGA Emerging Global Shares Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
09.16.09 | Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | EFN |
07.22.09 | Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index Fund | EEG |
05.21.09 | Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund |
EMT EEO |
ELKS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Citigroup Funding Inc. 14% Equity Linked Securities Based Upon the Common Stock of Morgan Stanley | EBB |
01.15.09 | Citigroup Funding Inc. 12.5 %Equity Linked Securities Based Upon the Common Stock of Alcoa, Inc. | EPK |
01.15.09 | 12% ELKS Linked to Nucor Corporation, due October 5, 2007 8.40% ELKS Based Upon the Texas Instruments Inc., due March 14, 2007 12.5% ELKS Linked to Apple Computer Inc., due July 11, 2007 9.5% ELKS Linked to Archer-Daniels-Midland Co., due December 6, 2007 10% ELKS Linked to Best Buy Co., Inc., due January 8, 2008 11.25% ELKS Linked to Qualcomm Inc., due November 5, 2007 9% ELKS Linked to the Common Stock of Caterpillar Inc., due August 10, 2007 11% ELKS Linked to Halliburton Company, due August 27, 2007 |
EKN EET EYA EAM EBC EQL EKC EHC |
Eksportfinans ASA | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
05.15.09 | Eksportfinans ASA Accelerated Return Notes Linked to the S&P 500 Index | AKL |
05.15.09 | Eksportfinans ASA Accelerated Return Notes Linked to the MSCI EAFE Index | ECV |
05.15.09 | Eksportfinans ASA Accelerated Redemption Securities Linked to the S&P 500 Index | SGO |
07.02.09 | Eksportfinans ASA Accelerated Return Notes Linked to the Russell 2000 Index | RHA |
06.05.09 | Eksportfinans ASA Accelerated Return Notes Linked to the S&P MidCap 400 Index | SZF |
06.05.09 | Eksportfinans ASA Accelerated Redemption Securities Linked to the MSCI Brazil Index | BON |
01.15.09 | Eksportfinans 11% Enhanced Yield Securities Linked to the Common Stock in the Claymore YieldStream 20 Index | EKF |
01.15.09 | Eksportfinans ASA Performance Leveraged Upside Securities Based Upon the S&P 500 Index | PJK |
ETFS Gold Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
09.09.09 | ETFS Physical Swiss Gold Shares | SGOL |
FaithShares Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
12.15.09 | FaithShares Baptist Values Fund FaithShares Lutheran Values Fund |
FZB FKL |
12.09.09 | FaithShares Catholic Values Fund FaithShares Christian Values Fund FaithShares Methodist Values Fund |
FCV FOC FMV |
First Trust Exchange-Traded Fund | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
07.01.09 | First Trust NASDAQ ABA Community Bank Index Fund | QABA |
01.15.09 | First Trust Dow Jones Global Select Dividend Index Fund | FGD FFR |
01.15.09 | First Trust DJ STOXX Select Dividend 30 Index Fund First Trust FTSE EPRA/NAREIT Global Real Estate Index Fund |
FDD FFR |
01.15.09 | First Trust Value Line 100 Exchange- Traded Fund | FVL |
01.15.09 | First Trust ISE ChIndia Index Fund | FNI |
01.15.09 | First Trust Consumer Discretionary AlphaDEX Fund First Trust Consumer Staples AlphaDEX Fund First Trust Energy AlphaDEX Fund First Trust Financials AlphaDEX Fund First Trust Health Care AlphaDEX Fund First Trust Industrials AlphaDEX Fund First Trust Materials AlphaDEX Fund First Trust Technology AlphaDEX Fund First Trust Utilities AlphaDEX Fund First Trust Large Cap Core AlphaDEX Fund First Trust Mid Cap Core AlphaDEX Fund First Trust Small Cap Core AlphaDEX Fund First Trust Large Cap Value Opportunities AlphaDEX Fund First Trust Large Cap Growth Opportunities AlphaDEX Fund First Trust Multi Cap Value AlphaDEX Fund First Trust Multi Cap Growth AlphaDEX Fund |
FXD FXG FXN FXO FXH FXR FXZ FXL FXU FEX FNX FYX FTA FTC FAB FAD |
11.17.09 | First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund | GRID |
01.15.09 | First Trust ISE-Revere Natural Gas Index Fund First Trust ISE Water Index Fund |
FCG FIW |
01.15.09 | First Trust S&P REIT Index Fund | FRI |
01.15.09 | First Trust IPOX-100 Index Fund First Trust Morningstar Dividend Leaders Index Fund First Trust Dow Jones Select MicroCap Index Fund |
FPX FDL FDM |
01.15.09 | First Trust Amex Biotechnology Index Fund First Trust Dow Jones Internet Index Fund First Trust DB Strategic Value Index Fund |
FBT FDN FDV |
First Trust Exchange-Traded Fund Trust II | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | First Trust ISE Global Engineering and Construction Index Fund | FLM |
01.15.09 | First Trust ISE Global Wind Energy Index Fund | FAN |
FocusShares Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | FocusShares ISE Homebuilders Index Fund FocusShares ISE SINdex Fund FocusShares ISE-CCM Homeland Security Index Fund FocusShares ISE-Revere Wal-Mart Supplier Index Fund |
SAW PUF MYP WSI |
GLL | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | SBasket Capital Protected Notes, due September 30, 2008 | GLL |
Global X Funds | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
12.15.09 | Global X China Energy ETF | CHIE |
12.11.09 | Global X China Financials ETF | CHIX |
12.09.09 | Global X China Technology ETF | CHIB |
12.01.09 | Global X China Consumer ETF Global X China Industrials ETF |
CHIQ CHII |
08.12.09 | Global X FTSE Nordic 30 ETF | GXG |
02.06.09 | Global X/InterBolsa FTSE Colombia 20 ETF | GXG |
Goldman Sachs Group, Inc. | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | GS Connect Exchange Traded Notes linked to the S&P GSCI™ Enhanced Commodity Total Return Strategy Index | GSC |
Grail Advisors ETF Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
10.01.09 | Grail Advisors RP Growth ETF Grail Advisors RP Focused Large Cap Growth ETF Grail Advisors RP Technology ETF Grail Advisors RP Financials ETF |
RPX RWG RPQ RFF |
05.04.09 | Grail American Beacon Large Cap Value ETF | GVT |
Greenhaven Continuous Commodity Index Fund | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Greenhaven Continuous Commodity Index Fund | GCC |
GS Finance Corp. Index-Linked Notes | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | GS Finance Corp. Claymore CEF Index- Linked GS Connect Exchange-Traded Notes | GCE |
HealthShares | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | HealthShares Orthopedic Repair ETF | HHP |
01.15.09 | Healthshares European Medical Products and Devices ETF | HHT |
01.15.09 | HealthShares Dermatology and Wound Care ETF | HRW |
01.15.09 | HealthShares Infectious Disease ETF HealthShares European Drugs ETF |
HHG HRJ |
01.15.09 | HealthShares AutoImmune Inflammation ETF HealthShares Cancer ETF HealthShares Cardiology ETF HealthShares Composite ETF HealthShares GI/Gender Health ETF HealthShares Respiratory/Pulmonary ETF HealthShares Neuroscience ETF HealthShares Ophthalmology ETF HealthShares Metabolic-Endocrine Disorders ETF |
HHA HHK HRD HHQ HHU HHR HHN HHZ HHM |
HITS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | 9% HITS Linked to Schlumberger Limited, due December 20, 2007 11.25% HITS Linked to XM Satellite Radio Holdings Inc., due April 20, 2007 10% HITS Linked to Newmont Mining Corp., due June 20, 2007 13.25% HITS Linked to SanDisk Corporation, due March 20, 2007 9.25% HITS Linked to Wynn Resorts Ltd, due May 20, 2007 9% HITS Linked to Archer-Daniels-Midland Company, due January 20, 2008 |
SBM XMM NHS SHM MWH AND |
HOLDRS TRUSTS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Market 2000+ HOLDRS Wireless HOLDRS CP HOLDRS |
MKH WMH HCH |
01.15.09 | Biotech HOLDRS Broadband HOLDRS B2B HOLDRS Europe 2001 HOLDRS Internet HOLDRS Internet Architecture HOLDRS Internet Infrastructure HOLDRS Oil Services HOLDRS Pharmaceutical HOLDRS Regional Bank HOLDRS Retail HOLDRS Semiconductor HOLDERS Software HOLDRS Telecom HOLDRS Utilities HOLDRS |
BBH BDH BHH EKH HHH IAH IIH OIH PPH RKH RTH SMH SWH TTH UTH |
HPB | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | 100% Capital Protected Bear Notes Based on the Philadelphia Stock Exchange Housing Sector Index, due August 30, 2010 | HPB |
HSBC USA Inc. | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | HSBC USA Inc. ELEMENTS Linked to the S&P Commodity Trends Indicator — Total Return due June 16, 2023 | LSC |
IndexIQ ETF Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
11.17.09 | IQ ARB Merger Arbitrage ETF | MNA |
10.27.09 | IQ CPI Inflation Hedged ETF | CPI |
10.27.09 | IQ ARB Global Resources ETF | GRES |
06.09.09 | IQ Hedge Macro Tracker ETF | MCRO |
03.25.09 | IQ Hedge Multi-Strategy Tracker ETF | QAI |
iPath | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | iPath Dow Jones-AIG Agriculture Total Return Sub-Index ETN iPath Dow Jones-AIG Copper Total Return Sub-Index ETN iPath Dow Jones-AIG Energy Total Return Sub-Index ETN iPath Dow Jones-AIG Grains Total Return Sub-Index ETN iPath Dow Jones-AIG Livestock Total Return Sub-Index ETN iPath Dow Jones-AIG Natural Gas Total Return Sub-Index ETN iPath Dow Jones-AIG Nickel Total Return Sub-Index ETN iPath Dow Jones-AIG Industrial Metals Total Return Sub-Index ETN |
iPath Dow Jones-AIG Agriculture Total Return Sub-Index ETN JJC JJE JJG COW GAZ JJN JJM |
01.15.09 | iPath Exchange-Traded Notes Linked to the MSCI India Total Return Index (the “Notes”) | INP |
01.15.09 | iPath Exchange Traded Notes Linked to the CBOE S&P 500 BuyWrite Index | BWV |
01.15.09 | Dow Jones – AIG Commodity Index Total Return | DJP |
01.15.09 | Goldman Sachs Crude Oil Total Return Index | OIL |
01.15.09 | GSCI Total Return Index | GSP |
01.15.09 | iPath DJ-AIG Tin ETN iPath DJ-AIG Sugar ETN iPath DJ-AIG Softs ETN iPath DJ-AIG Precious Metals ETN iPath DJ-AIG Platinum ETN iPath DJ-AIG Lead ETN iPath DJ-AIG Cotton ETN iPath DJ-AIG Coffee ETN iPath DJ-AIG Cocoa ETN iPath DJ-AIG Aluminum ETN iPath Global Carbon ETN |
JJT SGG JJS JJP PGM LD BAL JO NIB JJU GRN |
01.15.09 | iPath Optimized Currency Carry Exchange-Traded Notes | ICI |
iShares Exchange Traded Funds | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | iShares S&P National Municipal Bond Fund | MUB |
01.15.09 | iShares S&P World ex-U.S. Property Index Fund | WPS |
01.15.09 | iShares S&P U.S. Preferred Stock Index Fund | PFF |
01.15.09 | iShares Silver Trust S iShares COMEX Gold Trust |
SLV IAU |
01.15.09 | iShares GSCI Commodity-Indexed Trust | GSG |
01.15.09 | iShares Lehman Short Treasury iShares Lehman 3-7 Year Treasury Bond Fund iShares Lehman 10-20 Year Treasury Bond Fund iShares Lehman 1-3 Year Credit Bond Fund iShares Lehman Intermediate Credit Bond Fund iShares Lehman Credit Bond Fund iShares Lehman Intermediate Government/Credit Bond Fund iShares Lehman Government/Credit Bond Fund iShares Lehman Aggregate Bond Fund iShares Lehman TIPS Bond Fund iShares Lehman 1-3 Year Treasury Bond Fund iShares Lehman 7-10 Year Treasury Bond Fund iShares Lehman 20+ Year Treasury Bond Fund iShares iBoxx $ Investment Grade Corporate Bond Fund |
SHV IEI TLH CSJ CIU CFT GVI GBF AGG TIP SHY IEF TLT LQD |
01.15.09 | iShares NASDAQ Biotechnology Index Fund IBB iShares S&P 500 Index Fund iShares S&P 100 Index Fund iShares S&P Midcap 400 Index Fund iShares S&P SmallCap 600 Index Fund iShares S&P 500 Value Index Fund iShares S&P 500 Growth Index Fund iShares S&P MidCap 400 Growth Index Fund iShares S&P MidCap 400 Value Index Fund iShares S&P SmallCap 600 Growth Index Fund iShares S&P SmallCap 600 Value Index Fund iShares Dow Jones Transportation Index Fund iShares Dow Jones Select Dividend Index Fund iShares Goldman Sachs Natural Resources Index Fund iShares KLD 400 Select Social Index Fund iShares Morningstar Small Core Index Fund iShares Morningstar Mid Value Index Fund iShares Morningstar Large Value Index Fund iShares Morningstar Mid Growth Index Fund iShares Morningstar Mid Core Index Fund iShares Morningstar Large Growth Index Fund iShares Morningstar Large Core Index Fund iShares Morningstar Small Growth Index Fund iShares Morningstar Small Value Index Fund iShares MSCI EAFE Growth Index Fund iShares MSCI EAFE Value Index Fund iShares NYSE 100 Index Fund iShares NYSE Composite Index Fund iShares S&P 1500 Index Fund |
IBB IVV OEF IJH IJR IVE IVW IJK IJJ IJT IJS IYT DVY IGE KLD JKJ JKI JKF JKH JKG JKE JKD JKK JKL EFG EFV NY NYC ISI |
01.15.09 | iShares MSCI Brazil iShares MSCI South Africa iShares MSCI South Korea iShares MSCI Taiwan iShares S&P Europe 350 Index Fund iShares S&P Global Energy Sector Index Fund iShares S&P Global Financials Sector Index Fund iShares S&P Global Health Care Sector Index Fund iShares S&P Global Telecommunications Sector Index Fund iShared S&P Global Technology Sector Index Fund iShares S&P/TOPIX 150 Index Fund iShares S&P Latin America 40 Index Fund iShares MSCI EAFE Index Fund iShares MSCI Emerging Markets Index Fund iShares MSCI Pacific Free Ex Japan Index Fund iShares MSCI Belgium iShares MSCI France iShares MSCI Hong Kong iShares MSCI Italy iShares MSCI Japan iShares MSCI Malaysia iShares MSCI Netherlands iShares MSCI Singapore iShares MSCI Spain iShares MSCI Sweden iShares MSCI Switzerland iShares MSCI United Kingdom S&P Global 100 Index Fund iShares Russell Midcap Index Fund iShares Russell Midcap Growth Index Fund iShares Russell Midcap Value Index Fund iShares Cohen & Steers Realty Majors Index Fund iShares Russell 1000 Index Fund iShares Russell 1000 Growth Index Fund iShares Russell 1000 Value Index Fund iShares Russell 2000 Index Fund iShares Russell 2000 Growth Index Fund iShares Russell 2000 Value Index Fund iShares Russell 3000 Index Fund iShares Russell 3000 Growth Index Fund iShares Russell 3000 Value Index Fund iShares MSCI Australia Index Fund iShares MSCI Austria Index Fund iShares MSCI Canada Index Fund iShares MSCI EMU Index Fund iShares MSCI Germany Index Fund iShares MSCI Mexico Index Fund iShares KLD 400 Social Index Fund iShares S&P Global Consumer Discretionary Sector Index Fund iShares S&P Global Consumer Staples Sector Index Fund iShares S&P Global Industrials Sector Index Fund iShares S&P Global Utilities Sector Index Fund iShares S&P Global Materials Sector Index Fund iShares Dow Jones U.S. Oil & Gas Exploration & Production Index Fund iShares Dow Jones U.S. Oil Equipment & Services Index Fund iShares Dow Jones U.S. Pharmaceuticals Index Fund iShares Dow Jones U.S. Health Care Providers Index Fund iShares Dow Jones U.S. Medical Devices Index Fund iShares Dow Jones U.S. Broker-Dealers Index Fund iShares Dow Jones U.S. Insurance Index Fund iShares Dow Jones U.S. Regional Banks Index Fund iShares Dow Jones U.S. Aerospace & Defense Index Fund iShares Dow Jones U.S. Home Construction Index Fund iShares Russell Micrcap Index Fund iShares FTSE/Xinhua China 25 Index Fund |
EWZ EZA EWY EWT IEV IXC IXG IXJ IXP IXN ITF ILF EFA EEM EPP EWK EWQ EWH EWI EWJ EWM EWN EWS EWP EWD EWL EWU IOO IWR IWP IWS ICF IWB IWF IWD IWM IWO IWN IWV IWZ IWW EWA EWO EWC EZU EWG EWW DSI RXI KXI EXI JXI MXI IEO IEZ IHE IHF IHI IAI IAK IAT ITA ITB IWC FXI |
01.15.09 | iShares MSCI ACWI Index Fund iShares MSCI ACWI ex US Index Fund |
ACWI ACWX |
iShares Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
12.09.09 | iShares 10+ Year Credit Bond Fund iShares 10+ Year Government Credit Bond Fund |
CLY GLJ |
11.20.09 | iShares S&P India Nifty 50 Index Fund | INDY |
11.16.09 | iShares Diversified Alternatives Trust | ALT |
10.02.09 | iShares MSCI Emerging Markets Eastern Europe Index Fund | ESR |
09.25.09 | iShares Russell Top 200 Value Index Fund iShares Russell Top 200 Index Fund iShares Russell Top 200 Growth Index Fund |
IWX IWL IWY |
06.19.09 | iShares MSCI All Peru Capped Index Fund | EPU |
06.19.09 | iShares S&P Emerging Markets Infrastructure Index Fund | EMIF |
01.15.09 | iShares MSCI Kokusai Index Fund iShares S&P Global Infrastructure Index Fund iShares MSCI EAFE Small Cap Index Fund |
TOK IGF SCZ |
01.15.09 | iShares MSCI BRIC Index Fund iShares MSCI Chile Index Fund iShares S&P Asia 50 Index Fund |
BKF ECH AIA |
01.15.09 | iShares S&P California Municipal Bond Fund iShares S&P New York Municipal Bond Fund |
CMF NYF |
01.15.09 | iShares Dow Jones EPAC Select Dividend Index Fund | IDV |
01.15.0 9 | iShares iBozz $ $ High Yield Corporate Bond Fund iShares Lehman MBS Fixed-Rate Bond Fund |
HYG MBB |
01.15.09 | iShares FTSE NAREIT Residential Index Fund iShares FTSE NAREIT Industrial/Office Index Fund iShares FTSE NAREIT Retail Index Fund iShares FTSE NAREIT Mortgage REITs Index Fund iShares FTSE NAREIT Real Estate 50 Index Fund |
REZ FIO RTL REM FTY |
01.15.09 | iShares Lehman 3-7 Year Treasury Bond Fund iShares Lehman Short Treasure Bond Fund iShares Lehman 10-20 Year Treasury Bond Fund iShares Lehman 1-3 Year Credit Bond Fund iShares Lehman Intermediate Credit Bond Fund iShares Lehman Credit Bond Fund iShares Lehman Intermediate Government/Credit Bond Fund iShares Lehman Government/Credit Bond Fund iShares Lehman Aggregate Bond Fund iShares Lehman TIPS Bond Fund TIP iShares Lehman 1-3 Year Treasury Bond Fund iShares Lehman 7-10 Year Treasury Bond Fund iShares Lehman 20+ Year Treasury Bond Fund iShares iBoxx $ Investment Grade Corporate Bond Fund |
IEI SHV TLH CSJ CIU CFT GVI GBF AGG TIP SHY IEF TLT LQD |
01.15.09 | iShares MSCI Israel Capped Investable Market Index Fund iShares MSCI ACWI ex US Index Fund iShares MSCI Thailand Investable Market Index Fund |
EIS TUR THD |
01.15.09 | iShares Barclays Agency Bond Fund iShares S&P Short Term National Municipal Bond Fund |
AGZ SUB |
01. 15.09 | iShares S&P Target Date Retirement Income Index Fund iShares S&P Target Date 2010 Index Fund iShares S&P Target Date 2015 Index Fund iShares S&P Target Date 2020 Index Fund iShares S&P Target Date 2025 Index Fund iShares S&P Target Date 2030 Index Fund iShares S&P Target Date 2035 Index Fund iShares S&P Target Date 2040 Index Fund |
TGR TZD TZE TZG TZI TZL TZO TZV |
01. 15.09 | iShares S&P Conservative Allocation Fund iShares S&P Moderate Allocation Fund iShares S&P Growth Allocation Fund iShares S&P Aggressive Allocation Fun |
AOK AOM AOR AOA |
01.15.09 | iShares FTSE China (HK Listed) Index Fund iShares S&P Global Clean Energy Index Fund iShares S&P Global Nuclear Energy Index Fund iShares S&P Global Timber & Forestry Index Fund |
FCHI ICLN NUCL WOOD |
01.15.09 | iShares JPMorgan USD Emerging Markets Bond Fund | EMB |
01.15.09 | iShares MSCI Japan Small Cap Index Fund | SCI |
01.15.09 | iShares MSCI All Country Asia ex Japan Index Fund | AAXJ |
01.15.09 | iShares MSCI ACWI Index Fund iShares MSCI ACWI ex US Index Fund |
ACWI ACWX |
01.15.0 9 | iShares FTSE China (HK Listed) Index Fund iShares S&P Global Clean Energy Index Fund iShares S&P Global Nuclear Energy Index Fund iShares S&P Global Timber & Forestry Index Fund |
FCHI ICLN NUCL WOOD |
01.15.09 | iShares FTSE EPRA/NAREIT Global Real Estate ex-U.S. Index Fund iShares FTSE EPRA/NAREIT Asia Index Fund Shares FTSE EPRA/NAREIT Europe Index Fund iShares FTSE EPRA/NAREIT North America Index Fund iShares FTSE Developed Small Cap ex-North America Index Fund |
IFGL IFAS IFEU IFNA IFSM |
Javelin Exchange-Traded Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
06.30.09 | JETS Dow Jones Islamic Market International Index Fund | JVS |
JPMorgan Chase & Co. | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
05.21.09 | JPMorgan Chase & Co. Buffer Notes Based Upon the S&P 500 Index | BJI |
J.P. Morgan | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
04.02.09 | J.P. Morgan Alerian MLP Index Exchange-Traded Notes | AMJ |
01.15.09 | JPMorgan Chase & Co. KEYnotes Exchange-Traded Notes Linked to the First Trust Enhanced130/30 Large Cap Index Due May 25, 2023 | JFT |
Lehman Brothers | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Lehman Brothers Opta Exchange-Traded Notes Linked to the S&P Listed Private Equity Index Net Return | PPE |
01.15.09 | Lehman Brothers Opta Exchange-Traded Notes Linked to the LBCI Pure Beta Total Return Lehman Brothers Opta Exchange-Traded Notes Linked to the LBCI Pure Beta Agriculture Total Return |
RAW EOH |
MacroShares Trusts | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
06.30.09 | MacroShares Major Metro Housing Up Trust MacroShares Major Metro Housing Down Trust |
UMM DMM |
01.15.09 | MacroShares $100 Oil Up Shares MacroShares $100 Oil Down Shares |
UOY DOY |
Market Participation Securities | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | MPS linked to the Dow Jones Industrial Average, due December 12, 2009 MPS linked to the S&P 500 Index, due December 30, 2008 MPS linked to the Russell 2000 Index, due February 1, 2010 |
DMJ MRP MSU |
Market Vectors ETF Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
11.24.09 | Market Vectors Poland Exchange-Traded Fund | PLND |
08.14.09 | Market Vectors Vietnam Exchange-Traded Fund | VNM |
05.14.09 | Market Vectors Brazil Small-Cap Exchange-Traded Fund | BRF |
01.15.09 | Market Vectors-RVE Hard Assets Producers ETF | HAP |
01.15.09 | Market Vectors - Gulf States Index ETF | MES |
01.15.09 | Market Vectors - Africa Index ETF | AFK |
01.15.09 | Market Vectors - Solar Energy ETF | KWT |
01.15.09 | Market Vector - Lehman Brothers AMT- Free Short Municipal Index ETF | SMB |
01.15.09 | Market Vectors – Gaming ETF | BJK |
01.15.09 | Market Vectors – Coal ETF | KOL |
01.15.09 | Market Vectors - Lehman Brothers AMT- Free Long Municipal Index ETF | MLN |
Market Vectors Exchange-Traded Notes | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Market Vectors-Indian Rupee/USD ETNs | INR |
01.15.09 | Market Vectors-Chinese Renminbi/USD ETNs | CNY |
MARKET VECTORS FUNDS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
11.11.09 | Market Vectors Junior Gold Miners Exchange-Traded Fund | GDXJ |
02.05.09 | Market Vectors High-Yield Municipal Index ETF | HYD |
02.03.09 | Market Vectors Pre-Refunded Municipal Index ETF | PRB |
01.15.09 | Market Vectors – Lehman Brothers AMT-Free Intermediate Municipal Index ETF | ITM |
01.15.09 | Market Vectors – Agribusiness ETF | MOO |
01.15.09 | Market Vectors - Russia ETF | RSX |
01.15.09 | Market Vectors – Nuclear Energy ETF | NLR |
01.15.09 | Market Vectors – Global Alternative Energy ETF | GEX |
01.15.09 | Market Vectors – Environmental Services ETF Market Vectors – Steel ETF Market Vectors – Gold Miners ETF |
EVX SLX GDX |
Merrill Lynch & Co., Inc. | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 100 Index | RZI |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the PHLX Gold & Silver Index | GZV |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P MidCap 400 Index | MHR |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the PHLX Semiconductor Index | ELU |
01.15.09 | Merrill Lynch Accelerated Return Notes Linked to the Nikkei 225 Index due May 8, 2008 | NKM |
01.15.09 | Accelerated Return Notes Linked to the Dow Jones Industrial Average, due March 6, 2008 Accelerated Return Notes Linked to the Russell 2000 Index, due January 4, 2008 Accelerated Return Notes linked to the S&P 400 Midcap Index, due August 8, 2007 Accelerated Return Notes linked to the Russell 2000 Index, due February 28, 2007 Accelerated Return Notes linked to the Dow Jones EURO STOXX Price Index, Due May 8, 2007 Accelerated Return Notes linked to the MSCI EAFE Index, due February 6, 2008 Accelerated Return Note linked to the Russell 2000 Index, Due September 6, 2007 Accelerated Return Notes Linked to the Nikkei-225 Stock Average, due March 5, 2007 Accelerated Return Notes linked to the Nikkei 225 Index, due August 6, 2007 Accelerated Return Notes linked to the S&P 500 Index, due August 24, 2007 Accelerated Return Notes linked to the Energy Select Sector Index, due February 29, 2008 Accelerated Return Notes linked to the Dow Jones Industrial Average, due November 20, 2007 Accelerated Return Notes linked to the Nikkei 225 Index, due January 7, 2008 |
MRI RRL ANM RNI PPE MLN NKN ARY ELC MRA NKV |
Merrill Lynch & Co., Inc. Accelerated Return Notes | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI EAFE Index | MAO |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index | SAR |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Nikkei 225 Index | NYW |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the PHLX Gold and Silver Index | XUF |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the AMEX Health Care Select Sector Index | HSJ |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index | NMQ |
Merrill Lynch & Co. | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the Dow Jones Industrial Average | DGD |
01.15.09 | Accelerated Return Bear Market Notes linked to the PHLX Housing Sector Index Accelerated Return Bear Market Notes linked to the Russell 3000 Index Accelerated Return Bear Market Notes linked to the Russell 3000 Index Accelerated Return Bear Market Notes linked to the Russell 2000 Index Accelerated Return Bear Market Notes linked to the Russell 2000 Index Accelerated Return Bear Market Notes linked to the Utilities Select Sector |
BHZ BJW RTC RTX RZY UZW |
01.15.09 | Merrill Lynch & Co., Inc. 100% Principal Protected Global Currency Basket Notes | GBO |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI EAFE Index | MHU |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Merrill Lynch Factor Model | MXH |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Dow Jones Industrial Average | DMY |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI EAFE Index | EDF |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index | SOT |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Russell 1000 Growth Index | GOC |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the PHLX Gold & Silver Index | GGW |
01.15.09 | Merrill Lynch & Co., Inc. 9% Callable Stock Return Income Debt Securities Due September 24, 2009 Linked to Caterpillar Inc. | STF |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Russell 2000 Index | REK |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index | AGW |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Dow Jones STOXX Index | DXI |
01.15.09 | Merrill Lynch & Co., Inc. 12% Callable Stock Return Income Debt Securities Linked to Apple Inc. | AVN |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Nikkei 225 Index | NKB |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P MidCap 400 Index | MMF |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Dow Jones EURO STOXX 50 Index | DMU |
01.15.09 | Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Select 10 Index | SZX |
01.15.09 | Merrill Lynch & Co, Inc. Accelerated Return Notes Linked to the MSCI EAFE Index | MZP |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the PHLX Housing Sector Index | PHE |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Dow Jones EURO STOXX 50 Index | ETX |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Russell 2000 Index | RSM |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Nikkei 225 Index | NNL |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the Performance of the S&P 500 Index | NBM |
01.15.09 | Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Select 10 Index | RSY |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Dow Jones EURO STOXX 50 Index | DEZ |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the PHLX Housing Sector Index | BPH |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index | MNA |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P MidCap 400 Index | NAR |
Merrill Lynch & Co., Inc. Callable Stock Return Income Debt Securities (“Callable STRIDES”) Based on Best Buy Co. Common Stock | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Merrill Lynch & Co., Inc. Callable Stock Return Income Debt Securities (“Callable STRIDES”) Based on Best Buy Co. Common Stock | BLB |
Merrill Lynch & Co., Inc. Index-Linked Notes | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Merrill Lynch & Co., Inc. Principal Protected Conditional Participation Notes Linked to the S&P 500 Index | SVQ |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Consumer Staples Select Sector Index | CAK |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index | SQD |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the S&P 500 Index | BSB |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI EAFE Index | AMO |
01.15.09 | Merrill Lynch & Co., Inc. Capped Leverage Index Return Notes Linked to the S&P 500 Index | CUL |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index | AQS |
01.15.09 | Merrill Lynch & Co., Inc. Capped Leverage Index Return Notes Linked to the S&P 500 Index | AXT |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the S&P 500 Inde | SXF |
01.15.09 | Merrill Lynch & Co., Inc. Principal Protected Conditional Participation Notes Linked to the S&P 500 Index | SXC |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the Russell 2000 Index | RXY |
01.15.09 | Merrill Lynch & Co., Inc. Principal Protected Range Notes Linked to the S&P 500 Index | SVC |
01.15.09 | Merrill Lynch & Co., Inc. Capped Leveraged Index Return Notes Linked to the S&P 500 Index | SOM |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the S&P 500 Index | SJO |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the S&P 500 Index | SBL |
01.15.09 | Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the Dow Jones Industrial Average | DCX |
01.15.09 | Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the Dow Jones U.S. Real Estate Index | RET |
01.15.09 | Merrill Lynch & Co., Inc. Capped Leveraged Index Return Notes Linked to the S&P 500 Index | SPI |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI EAFE Index | MKY |
01.15.09 | Merrill Lynch & Co., Inc. Capped Leverage Index Return Notes Linked to the MSCI Emerging Markets Index | MKI |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the Russell 3000 Index | BFN |
01.15.09 | Merrill Lynch & Co., Inc. Capped Leveraged Index Return Notes Linked to the Russell 2000 Index | RHQ |
01.15.09 | Merrill Lynch & Co., Inc. Capped Leveraged Index Return Notes Linked to the MSCI Brazil Index | BPF |
01.15.09 | Merrill Lynch & Co., Inc. Leveraged Index Return Notes Linked to the Russell 2000 Index | RLO |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the AMEX Energy Select Sector Index | ICT |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI Brazil Index | BTR |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Bear Market Notes Linked to the AMEX Energy Select Sector Index | IMW |
01.15.09 | Merrill Lynch & Co., Inc. Accelerated Return Notes Linked to the MSCI EAFE Index | MWL |
Merrill Lynch & Co., Inc. STARS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SKP |
01.15.09 | Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the iShares Dow Jones U.S. Real Estate Index Fund | SMM |
01.15.09 | Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the SPDR S&P Retail ETF | BYG |
01.15.09 | Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SFO |
01.15.09 | Merrill Lynch & Co., Inc. Capped Leverage Index Return Notes Linked to the Nikkei 225 Index | NCE |
01.15.09 | Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the MSCI EAFE Index | EFS |
08.08.08 | Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SFA |
01.15.09 | Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SXU |
01.15.09 | Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the S&P Small Cap Regional Banks Index | BCU |
01.15.09 | Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the Dow Jones Industrial Average | DEV |
01.15.09 | Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the AMEX Consumer Discretionary Select Sector Index | BJT |
01.15.09 | Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SZL |
01.15.09 | Merrill Lynch & Co., Inc. Bear Market Strategic Accelerated Redemption Securities Linked to the PHLX Housing Sector Index | HDJ |
01.15.09 | Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SSM |
01.15.09 | Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the Value of the Dow Jones Industrial Average | DGK |
01.15.09 | Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the Value of the Russell 2000 Index | RER |
01.15.09 | Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | SHJ |
Merrill Lynch & Co., Inc. STEPS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Merrill Lynch & Co., Inc. STEP Income Securities Linked to the Common Stock of Monsanto Co. | MZJ |
01.15.09 | Merrill Lynch & Co., Inc. STEP Income Securities Linked to the Common Stock of Freeport- McMoRan Copper & Gold Inc. | FOA |
01.15.09 | Merrill Lynch & Co., Inc. STEP Income Securities Linked to the Common Stock of Apple Inc. | AXD |
01.15.09 | Merrill Lynch & Co., Inc. STEP Income Securities Linked to the Common Stock of Qualcomm Incorporatedtd> | QKP |
The Merrill Lynch & Co., Inc. Strategic Return NotesSM Linked to the Select Ten Index (the “Notes”) | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | The Merrill Lynch & Co., Inc. Strategic Return NotesSM Linked to the Select Ten Index (the “Notes”) | DOWT |
Merrill Lynch & Co., Inc. STRIDES | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Merrill Lynch & Co., Inc. 9.25% Callable STRIDES Based Upon the Common Stock of Oracle Corporationtd> | OLE |
01.15.09 | Merrill Lynch & Co., Inc. 11% Callable Stock Return Income Debt Securities Linked to the Common Stock of Cisco Systems, Inc. | CRJ |
01.15.09 | Merrill Lynch & Co., Inc. 12% Callable Stock Return Income Debt Securities Linked to Monsanto Company | MYX |
01.15.09 | Merrill Lynch & Co.BXT, Inc. 10% Callable Stock Return Income Debt Securities Linked to Boeing Company | BXT |
01.15.09 | Merrill Lynch & Co., Inc. 9% Callable Stock Return Income Debt Securities Linked to Common Stock of Google Inc. | GKO |
01.15.09 | Merrill Lynch & Co., Inc. 11% Callable Stock Return Income Debt Securities Linked to Common Stock of The Home Depot, Inc. | HRO |
MIDCAP SPDRs TRUST FUNDS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
04.30.09 | SPDR KBW Mortgage Finance ETF | KME |
01.15.09 | MidCap SPDR Trust, Series I | MDY |
MITSS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Nikkei 225 Market Index Target-Term, due June 27, 2007 Nikkei 225 Market Index Target-Term, due March 30, 2007 Nikkei 225 Market Index Target-Term, due March 30, 2009 Russell 2000 Market Index Target-Term, due March 30, 2009 S&P 500 Market Index Target-Term Securities, due December 8, 2010 MITTS Linked to the Nikkei-225 Stock Average, due April 5, 2010 Callable MITTS based upon the Biotech HOLDRS, due August 3, 2007 Callable MITTS based upon the Broadband HOLDRS, due September 13, 2007 DJIA Market Index Target-Term Securities, due August 7, 2009 Callable MITTS based upon the Internet HOLDRs, due March 5, 2007 Callable NASDAQ-100 Market Index Target-Term Securities (MITTS), due August 3, 2007 S&P 500 Market Index Target Term Securities, Due September 4, 2009 S&P 500 Market Index Target-Term Securities, due June 29, 2009 Callable MITTS based upon Semiconductor HOLDRS, due October 5, 2007 Dow Jones EURO STOXX 50 Index Market Target-Term Securities, due June 28, 2010 |
NML MLJ MNK RRM IFK MNL BHM BDM MKO IHM MNM MKP MLW SME MLB |
MJP | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Securities linked to the Nikkei 225 Index, due December 30, 2010 | MJP |
MOR | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Notes based on the S&P 500 Index, due December 30, 2011 | MOR |
Morgan Stanley | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Morgan Stanley Bear Market Performance Leveraged Upside Securities (“PLUS”) | RDP |
01.15.09 | Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Weatherford International Ltd. | FWT |
01.15.09 | Morgan Stanley Performance Leveraged Upside Securities Based on the value of the S&P 500 Index Due October 20, 2008 (SBK) | SBK |
01.15.09 | Morgan Stanley 12% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Arch Coal, Inc. | AHB |
01.15.09 | Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for American Depositary Shares of Cemex, S.A. de C.V. | CEQ |
01.15.09 | Morgan Stanley Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Monsanto Company | MAO |
01.15.09 | Morgan Stanley Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Apple Inc. | AHY |
01.15.09 | Morgan Stanley Protected Absolute Return Barrier Notes Linked to the iShares MSCI EAFE Index Fund | EHN |
01.15.09 | Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for American Depositary Shares of Cemex, S.A. de C.V. | CEQ |
01.15.09 | Morgan Stanley 9% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Lyondell Chemical Company | MLQ |
01.15.09 | Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Valero Energy Corporation | SVL |
01.15.09 | Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Intel Corporation | IAY |
01.15.09 | Morgan Stanley Capital Protected Notes based on a Global Basket of Indices | GBC |
01.15.09 | Morgan Stanley Performance Leveraged Upside Securities Based on the Dow Jones Industrial Average Due May 20, 2008 | DMI |
01.15.09 | Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-Pay Securities Linked to Deere & Company Common Stock | DSK |
01.15.09 | Morgan Stanley Protected Absolute Return Barrier Notes due October 20, 2008, Based on the Value of the PHLX Housing Sector Index | HPD |
01.15.09 | Morgan Stanley Bear Market Performance Leveraged Upside Securities (“PLUS”) | RBL |
01.15.09 | Morgan Stanley 10% High Income Trigger Securities Linked to Allegheny Technologies Incorporated Common Stock | AAY |
01.15.09 | Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-pay Securities Linked to Archer-Daniels-Midland Company Common Stock | AMA |
01.15.09 | Morgan Stanley Performance Leveraged Upside Securities (“PLUS”) Based upon the PHLX Semiconductor Index | XVS |
01.15.09 | Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index Due September 20, 2008 | RPN |
Morgan Stanley ETNs | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Morgan Stanley Market Vectors - Double Short Euro ETNs Morgan Stanley Market Vectors - Double Long Euro ETNs |
DRR URR |
Morgan Stanley Index-Linked Notes | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
03.26.09 | Morgan Stanley Protected Absolute Return Barrier Notes Based on the S&P 500 Index | SNZ |
03.26.09 | Morgan Stanley Buffered Performance Leverage Upside Securities Based on the S&P 500 Index | BJI |
02.24.09 | Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index | ANG |
01.27.09 | Morgan Stanley Protected Absolute Return Notes Based on the Value of the S&P 500 Index | SBF |
01.15.09 | Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index | SDG |
01.15.09 | Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index | AOF |
01.15.09 | Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index | SLZ |
01.15.09 | Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index | SOU |
Morgan Stanley Notes | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index | AMK |
01.15.09 | Morgan Stanley Protected Absolute Return Barrier Notes Based on the Value of the S&P 500 Index | BNP |
Morgan Stanley PLUS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Morgan Stanley Performance Leveraged Upside Securities Based on the Performance of the S&P 500 Index | BTQ |
01.15.09 | Morgan Stanley Performance Leveraged Upside Securities Based on the Performance of the S&P 500 Index | SUO |
01.15.09 | Morgan Stanley Performance Leveraged Upside Securities Based on the Performance of the Dow Jones Industrial Average | DCV |
01.15.09 | Morgan Stanley Performance Leveraged Upside Securities Based on the S&P 500 Index | SKE |
01.15.09 | Morgan Stanley Performance Leveraged Upside Securities based upon the S&P 500 Index | RLL |
Morgan Stanley SPARQS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Morgan Stanley 9% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Lyondell Chemical Company | MLQ |
01.15.09 | Morgan Stanley 12% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Weatherford International Ltd. | WVK |
01.15.09 | Morgan Stanley 8% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Intel Corporation | ADJ |
01.15.09 | Morgan Stanley 10% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Baker Hughes Inc. | BSL |
01.15.09 | Morgan Stanley 10% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of AT&T Inc. | TQK |
01.15.09 | Morgan Stanley 14% Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Apple Inc. | ANY |
01.15.09 | Morgan Stanley Stock Participation Accreting Redemption Quarterly-pay Securities Mandatorily Exchangeable for Common Stock of Target Corporation | MNM |
MPL | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Accelerated Return Bear Market Notes Linked to the Performance of the PHLX Housing Sector Index, due March 22, 2007 | MPL |
NES | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Capital Protected Notes based on an Equal-Weighted Basket of Three Global Indices, due June 30, 2008 | NES |
NETS Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | NETS FTSE CNBC Global 300 Index Fund | MYG |
01.15.09 | NETS Tokyo Stock Exchange REIT Index Fund | JRE |
01.15.09 | NET ISEQ 20 Index Fund | IQE |
01.15.09 | NETS TA-25 Index Fund NETS PSI 20 Index Fund |
TAV LIS |
01.15.09 | NETS AEX-index Fund NETS BEL 20 Index Fund NETS Hang Seng China Enterprises Index Fund |
AEX BRU SNO |
01.15.09 | NETS S&P/MIB Index Fund NETS FTSE Singapore Straits Times Index Fund NETS FTSE/JSE Top 40 Index Fund |
ITL SGT JNB |
01.15.09 | NETS CAC40 Index Fund NETS TOPIX Index Fund NETS Hang Seng Index Fund |
FRC TYI HKG |
01.15.09 | NETS DAX Index Fund | DAX |
01.15.09 | NETS S&P/ASX 200 Index Fund NETS FTSE 100 Index Fund |
AUS LDN |
NPS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | S&P 500 Index Capital Protected Notes, due June 30, 2011 | NPS |
Old Mutual Global Shares Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
12.08.09 | GlobalShares FTSE Emerging Markets Fund | GSR |
OOK.,Inc. Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
10.29.09 | OOK, Inc. Exchange-Traded Fund | OOK |
PACERS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Citigroup Funding Inc. Equity Linked Securities Linked to the Common Stock of eBay Inc. | PPK |
01.15.09 | PACERS Based Upon the Common Stock of Valero Energy Corp, due April 28, 2008 PACERS Linked to the American Depository Receipts of Cemex SAB de C.V., due May 1, 2008 |
PCV PXX |
PIMCO ETF Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
12.01.09 | PIMCO Intermediate Municipal Bond Strategy Fund | MUNI |
11.17.09 | PIMCO Enhanced Short Maturity Strategy Fund | MINT |
11.02.09 | PIMCO 3-7 Year U.S. Treasury Index Fund | FIVZ |
11.02.09 | PIMCO 25+ Year Zero Coupon U.S. Treasury Index Fund | ZROZ |
09.11.09 | PIMCO 7-15 Year U.S. Treasury Index Fund | TENZ |
09.04.09 | PIMCO 15+ Year U.S. TIPS Index Fund PIMCO Broad U.S. TIPS Index Fund |
LTPZ TIPZ |
08.21.09 | PIMCO 1-5 Year U.S. TIPS Index Fund | STPZ |
06.02.09 | PIMCO 1-3 Year U.S. Treasury Index Fund | TUZ |
PISTONS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | PISTONS linked to the CBOE S&P 500 BuyWrite Index, due September 23, 2010 | PBN |
PLUS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Morgan Stanley Outperformance PLUS (Performance Leveraged Upside Securities) based on the performance of the S&P 100 Index Relative to the Russell 2000 Index | RAO |
01.15.09 | Bear Market PLUS Linked to the S&P 500 Index, due September 20, 2007 PLUS Linked to the Nikkei 225 Index, due April 30, 2008 PLUS linked to the S&P 500 Index, due June 20, 2007 PLUS Linked to the Nikkei 225 Index, due June 20, 2007 Bear Market PLUS linked to the PHLX Housing Sector Index, due April 20, 2007 PLUS linked to the PHLX Oil Service Sector Index, due March 20, 2007 PLUS based on the Nikkei 225 Index, due June 30, 2009 PLUS linked to the Dow Jones Industrial Average, due April 30, 2007 PLUS Linked to the Jones Euro STOXX 50 Index, due October 20, 2007 PLUS Based on the value of the Nikkei 225 Index, due January 20, 2008 Bear Market PLUS based on the value of the PHLX Housing Sector Index, due February 20, 2008 PLUS Linked to the S&P 500 Index, due March 20, 2008 PLUS based on the PHLX Oil Service Sector Index, due November 20, 2007 PLUS Linked to the Amex China Index, due November 20, 2007 |
BMP NKP SND NKD MFP MPQ JPK DJL EJS NIN HPM SPU XZO CSM |
PowerShares | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | PowerShares Emerging Markets Infrastructure Portfolio | PXR |
01.15.09 | PowerShares Global Nuclear Energy Portfolio | PKN |
01.15.09 | PowerShares Preferred Portfolio | PGX |
01.15.09 | PowerShares Autonomic Growth NFA Global Asset Portfolio PowerShares Autonomic Balanced NFA Global Asset Portfolio PowerShares Autonomic Balanced Growth NFA Global Asset Portfolio |
PTO PCA PAO |
01.15.09 | PowerShares VRDO Tax-Free Weekly Portfolio PowerShares High Yield Corporate Bond Portfolio |
PVI PHB |
01.15.09 | PowerShares Insured National Municipal Bond Portfolio PowerShares Insured California Municipal Bond Portfolio PowerShares Insured New York Municipal Bond Portfolio PowerShares Emerging Markets Sovereign Debt Portfolio PowerShares 1-30 Laddered Treasury Portfolio |
PZA PWZ PZT PCY PLW |
01.15.09 | PowerShares FTSE RAFI Europe Small-Mid Portfolio PowerShares FTSE RAFI Emerging Markets Portfolio PowerShares International Listed Private Equity Portfolio PowerShares FTSE RAFI Developed Markets ex-US Small-Mid Portfolio PowerShares FTSE RAFI Asia Pacific ex-Japan Small-Mid Portfolio |
PWD PXH PFP PDN PDQ |
01.15.09 | PowerShares FTSE RAFI Asia ex-Japan Portfolio PowerShares FTSE RAFI Europe Portfolio PowerShares FTSE RAFI Developed Markets ex-US Portfolio PowerShares FTSE RAFI Japan Portfolio |
PAF PEF PXF PJO |
01.15.09 | PowerShares Dynamic Asica Pacific Portfolio PowerShares Dynamic Europe Portfolio PowerShares Global Water Portfolio PowerShares Global Clean Energy Portfolio PowerShares Dynamic Developed International Opportunities Portfolio |
PUA PEH PIO PBD PFA |
01.15.09 | PowerShares DB US Dollar Index Bullish Fund PowerShares DB US Dollar Index Bearish Fund |
UUP UDN |
01.15.09 | PowerShares DB Energy Fund (the “Energy Fund”) PowerShares DB Oil Fund (the “Oil Fund”) PowerShares DB Precious Metals Fund (the “Precious Metals Fund) PowerShares DB Gold Fund (the “Gold Fund”) PowerShares DB Silver Fund (the “Silver Fund”) PowerShares DB Base Metals Fund (the “Base Metals Fund”) PowerShares DB Agriculture Fund (the “Agriculture Fund”) |
DBE DBO DBP DGL DBS DBB DBA |
01.15.09 | PowerShares DWA Technical Leaders Portfolio | PDP |
01.15.09 | PowerShares Wilderhill Clean Energy PowerShares Dynamic Biotechnology & Genome PowerShares Dynamic Food & Beverage PowerShares Dynamic Networking PowerShares Dynamic Pharmaceuticals PowerShares Dynamic Software PowerShares Dynamic Media PowerShares Dynamic Leisure & Entertainment PowerShares Dynamic OTC PowerShares Dynamic Market PowerShares Dynamic Energy Sector PowerShares Dynamic Large Cap Growth PowerShares Dynamic Large Cap Value PowerShares Dynamic Mid Cap Growth PowerShares Dynamic Small Cap Growth PowerShares Dynamic Mid Cap Value PowerShares Dynamic Small Cap Value PowerShares Golden Dragon Halter USX China PowerShares High Yield Equity Dividend Achievers |
PBW PBE PBJ PXQ PJP PSJ PBS PEJ PWO PWC PXI PWB PWV PWJ PWT PWP PWY PGJ PEY |
01.15.09 | PowerShares Buyback Achievers Portfolio PowerShares Dynamic Deep Value Portfolio PowerShares Dynamic Aggressive Growth Portfolio PowerShares Dynamic Large Cap Portfolio PowerShares Dynamic Mid Cap Portfolio PowerShares Dynamic Small Cap Portfolio PowerShares Financial Preferred Portfolio PowerShares Value Line Industry Rotation Portfolio PowerShares Listed Private Equity Portfolio PSP PowerShares WilderHill Progressive Energy Portfolio PowerShares CleantechTM Portfolio PowerShares Dynamic MagniQuant Portfolio PowerShares Dynamic Basic Materials Sector Portfolio PowerShares Dynamic Consumer Discretionary Sector Portfolio PowerShares Dynamic Consumer Staples Sector Portfolio PowerShares Dynamic Energy Sector Portfolio PowerShares Dynamic Financial Sector Portfolio PowerShares Dynamic Healthcare Sector Portfolio PowerShares Dynamic Industrials Sector Portfolio PowerShares Dynamic Technology Sector Portfolio PowerShares Dynamic Banking Portfolio PowerShares Dynamic Healthcare Services Portfolio PowerShares International Dividend Achievers Portfolio PowerShares Zacks Small Cap Portfolio PowerShares FTSE RAFI US 1000 Portfolio PowerShares Value Line Timeliness Select Portfolio PowerShares Dividend Achievers Portfolio PowerShares High Growth Rate Dividend Achievers Portfolio PowerShares Dynamic Hardware & Consumer Electronics Portfolio PowerShares Dynamic Telecommunications & Wireless Portfolio PowerShares Water Resources Portfolio PowerShares Aerospace & Defense Portfolio PowerShares Dynamic Building & Construction Portfolio PowerShares Dynamic Energy Exploration & Production Portfolio PowerShares Dynamic Insurance Portfolio PowerShares Dynamic Oil Services Portfolio PowerShares Dynamic Retail Portfolio PowerShares Dynamic Utilities Portfolio PowerShares Lux Nanotech Portfolio PowerShares Zacks Micro Cap Portfolio |
PKW PVM PGZ PJF PJG PJM PGF PYH PSP PUW PZD PIQ PYZ PEZ PSL PXI PFI PTH PRN PTF PJB PTJ PID PZJ PRF PIV PFM PHJ PHW PTE PHO PPA PKB PXE PIC PXJ PMR PUI PXN PZI |
PowerShares Actively Managed ETF Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | PowerShares Active AlphaQ Fund PowerShares Active Alpha Multi-Cap Fund PowerShares Active Mega Cap Fund PowerShares Active Low Duration Fund |
PQY PQZ PMA PLK |
PowerShares Exchange-Traded Fund Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | PowerShares FTSE RAFI US 1500 Small-Mid Portfolio PowerShares FTSE RAFI Energy Sector Portfolio PowerShares FTSE RAFI Basic Materials Sector Portfolio PRFM PowerShares FTSE RAFI Industrials Sector Portfolio PowerShares FTSE RAFI Consumer Goods Sector Portfolio PowerShares FTSE RAFI Healthcare Sector Portfolio PRFH PowerShares FTSE RAFI Consumer Services Sector Portfolio PowerShares FTSE RAFI Telecommunications & Technology Sector Portfolio PowerShares FTSE RAFI Utilities Sector Portfolio PowerShares FTSE RAFI Sector Financials Portfolio |
PRFZ PRFE PRFM PRFN PRFG PRFH PRFS PRFQ PRFU PRFF |
01.15.09 | PowerShares NASDAQ Internet Portfolio PowerShares Nasdaq-100 BuyWrite Portfolio |
PNQI PQBW |
01.15.09 | PowerShares Global Wind Energy Portfolio | PWND |
01.15.09 | PowerShares NASDAQ NextQ Portfolio PowerShares FTSE NASDAQ Small Cap Portfolio |
PNXQ PQSC |
01.15.09 | PowerShares MENA Frontier Countries Portfolio | PMNA |
01.15.09 | PowerShares Global Agriculture Portfolio PowerShares Global Progressive Transportation Portfolio PowerShares Global Steel Portfolio PowerShares Global Coal Portfolio PowerShares Global Gold and Precious Metals Portfolio PowerShares Global Biotech Portfolio |
PAGG PTRP PSTL PKOL PSAU PBTQ |
PowerShares India ETF Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | PowerShares India Portfolio | PIN |
PowerShares ETF Trust II | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
11.17.09 | PowerShares Build America Bond Portfolio ETF | BAB |
PPY | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | 2.8% Market Participation Securities linked to the DJ High Yield Select 10 Index, due March 30, 2012 | PPY |
Principal Protected Notes | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.1 5.09 | Principal Protected Notes Linked to a Basket of Asian Currencies, due December 6, 2008 Principal Protected Notes Linked to a Basket of Emerging Market Currencies, Due April 8, 2008 Principal Protected Notes based upon a group of Asian Currencies, due April 28, 2008 Currency Linked Principal Protected Notes Based upon a Group of Five Asian Currencies, due June 30, 2008 |
AWO ECN CAQ CZJ |
01.1 5.09 | Principal Protected Equity Linked Notes based on the MSCI EAFE Index, due December 7, 2009 Principal-Protected Notes based on the Russell 1000 Growth Index, due March 2, 2009 Principal-Protected Notes based upon the Dow Jones Industrial Average, due January 25, 2010 1.75% Principal-Protected Notes based upon the Nikkei 225 Index, due May 29, 2009 Principal Protected Notes linked to the S&P 500 Index, due December 30, 2008 2.5% Principal Protected Notes linked to the Dow Jones Global Titans 50 Index, due October 28, 2010 2% Principal Protected Notes linked to the Dow Jones Industrial Average, due August 25, 2010 Principal-Protected Notes linked to the S&P 100 Index, due April 29, 2010 1.5% Principal-Protected Equity Linked Notes based on the Dow Jones Global Titans 50 Index, due October 29, 2009 1.5% Principal-Protected Equity Linked Notes based on the S&P 500 Index, due October 29, 2009 Principal Protected Notes linked to the S&P 500, due January 28, 2010 2% Principal-Protected Notes linked to the NASDAQ-100 Index, Due September 28, 2009 |
PPI PLR PPJ PFT PTS PNJ PDD PCO PDW PDY PSC PQU |
PROPELS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | 0.50% PROPELS based on the value of the S&P 500 Index, due December 30, 2011 PROPELS based on the Value of a Basket of Three International Indices, due December 30, 2011 0.40% PROPELS based on the value of the Dow Jones Industrial Average, Due December 30, 2011 |
PEL EBK PDJ |
PROSHARES Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
08.20.09 | ProShares Short 20+ Year Treasury | TBF |
07.14.09 | ProShares Credit Suisse 130/30 | CSM |
07.02.09 | ProShares Ultra Russell 3000 ProShares UltraShort Russell 3000 |
UWC TWQ |
06.25.09 | ProShares UltraPro S&P500 ProShares UltraPro Short S&P 500 |
UPRO SPXU |
06.18.09 | ProShares UltraShort MSCI Europe ProShares UltraShort MSCI Pacific ex-Japan ProShares UltraShort MSCI Brazil ProShares UltraShort MSCI Mexico Investable Market |
EPV JPX BZQ SMK |
06.04.09 | ProShares Ultra MSCI EAFE ProShares Ultra MSCI Emerging Markets ProShares Ultra FTSE/Xinhua China 25 ProShares Ultra MSCI Japan |
EFO EET XPP EZJ |
01.15.09 | ProShares Trust Ultra Telecommunications ETF ProShares Trust UltraShort Telecommunications ETF ProShares Trust UltraShort Lehman 7-10 Year Treasury ETF ProShares Trust UltraShort Lehman 20+ Year Treasury ETF ProShares Trust Short Oil & Gas ETF ProShares Trust Short Financials ETF |
LTL TLL PST TBT DDG SEF |
01.15.09< /td> | ProShares Trust UltraShort MSCI EAFE ETF ProShares Trust Short MSCI EAFE ETF ProShares Trust UltraShort MSCI Emerging Markets ETF ProShares Trust Short MSCI Emerging Markets ETF ProShares Trust UltraShort MSCI Japan ETF ProShares Trust UltraShort FTSE/Xinhua China 25 ETF |
EFU EFZ EEV EUM EWV FXP |
01.15.09 | Ultra Dow30 ProShares Ultra MidCap400 ProShares Ultra QQQ ProShares Ultra S&P500 ProShares Ultra Russell 1000 Value ProShares Ultra Russell MidCap Value ProShares Ultra Russell MidCap Growth ProShares Ultra Russell 1000 Growth ProShares Ultra Russell 2000 Value ProShares Ultra Russell 2000 Growth ProShares Ultra Oil & Gas ProShares Ultra Technology ProShares Ultra Health Care ProShares Ultra SmallCap600 ProShares Ultra Consumer Services ProShares Ultra Consumer Goods ProShares Ultra Utilities ProShares Ultra Real Estate ProShares Ultra Semiconductors ProShares Ultra Russell 2000 ProShares Ultra Industrials ProShares Ultra Financials ProShares Ultra Basic Materials ProShares Short Dow30 ProShares Short MidCap400 ProShares Short QQQ ProShares Short S&P500 ProShares Short Russell 2000 ProShares Short SmallCap600 ProShares UltraShort Dow30 ProShares UltraShort MidCap400 ProShares UltraShort QQQ ProShares UltraShort S&P500 ProShares UltraShort Russell 1000 Value ProShares UltraShort Russell 1000 Growth ProShares UltraShort Russell MidCap Value ProShares UltraShort Russell MidCap Growth ProShares UltraShort Russell 2000 Value ProShares UltraShort Russell 2000 Growth ProShares UltraShort Oil & Gas ProShares UltraShort Technology ProShares UltraShort Health Care ProShares UltraShort Consumer Services ProShares UltraShort SmallCap600 ProShares UltraShort Utilities ProShares UltraShort Industrials ProShares UltraShort Financials ProShares UltraShort Basic Materials ProShares UltraShort Real Estate ProShares UltraShort Semiconductors ProShares UltraShort Consumer Goods ProShares UltraShort Russell 2000 ProShares |
DDM MVV QLD SSO UVG UVU UKW UKF UVT UKK DIG ROM RXL SAA UCC UGE UPW URE USD UWM UXI UYG UYM DOG MYY PSQ SH RWM SBB DXD MZZ QID SDS SJF SFK SJL SDK SJH SKK DUG REW RXD SCC SDD SDP SIJ SKF SMN SRS SSG SZK TWM |
Realty Funds, Inc. ETFs | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Adelante Shares RE Growth Exchange- Traded Fund Adelante Shares RE Value Exchange-Traded Fund Adelante Shares RE Classics Exchange-Traded Fund Adelante Shares RE Kings Exchange-Traded Fund Adelante Shares RE Yield Plus Exchange-Traded Fund Adelante Shares RE Shelter Exchange-Traded Fund Adelante Shares RE Composite Exchange-Traded Fund |
AGV AVU ACK AKB ATY AQS ACB |
RevenueShares ETF Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | RevenueShares ADR Fund | RTR |
01.15.09 | RevenueShares Financials Sector Fund | RWW |
01.15.09 | RevenueShares Large Cap Fund RevenueShares Mid Cap Fund RevenueShares Small Cap Fund |
RWL RWK RWJ |
Rydex Exchange Traded Funds | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Rydex 2x S&P Select Sector Energy ETF Rydex Inverse 2x S&P Select Sector Energy ETF Rydex 2x S&P Select Sector Financial ETF Rydex Inverse 2x S&P Select Sector Financial ETF Rydex 2x S&P Select Sector Health Care ETF Rydex Inverse 2x S&P Select Sector Health Care ETF Rydex 2x S&P Select Sector Technology ETF Rydex Inverse 2x S&P Select Sector Technology ETF |
REA REC FRL FRN RHM RHO RTG RTW |
01.15.09 | Rydex S&P Equal Weight ETF Rydex Russell Top 50 ETF |
RSP XLG |
01.15.09 | Rydex S&P Equal Weight Consumer Discretionary ETF Rydex S&P Equal Weight Consumer Staples ETF Rydex S&P Equal Weight Energy ETF Rydex S&P Equal Weight Financial ETF Rydex S&P Equal Weight Health Care ETF Rydex S&P Equal Weight Industrial ETF Rydex S&P Equal Weight Materials Rydex S&P Equal Weight Technology ETF Rydex S&P Equal Weight Utilities Rydex S&P 500 Pure Value ETF Rydex S&P 500 Pure Growth ETF Rydex S&P MidCap 400 Pure Value ETF Rydex S&P MidCap 400 Pure Growth ETF Rydex S&P SmallCap 600 Pure Value ETF Rydex S&P SmallCap 600 Pure Growth ETF |
RCD RHS RYE RYF RYH RGI RTM RYT RYU RPV RPG RFV RFG RZV RZG |
Rydex ETF Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Rydex 2x S&P 500 ETF Rydex Inverse 2x S&P 500 ETF Rydex 2x S&P MidCap 400 ETF Rydex Inverse 2x S&P MidCap 400 ETF Rydex 2x Russell 2000 ETF Rydex Inverse 2x Russell 2000 ETF |
RSU RSW RMM RMS RRY RRZ |
Safety First Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
04.27.09 | Citigroup Funding Inc. Safety First Trust Series 2009-2 3% Minimum Principal Protected Notes Based Upon the S&P 500 Index | MYP |
04.14.09 | Citigroup Funding Inc. Safety First Trust Series 2009-1 Principal Protected Trust Certificates Linked to the S&P 500 Index | AJB |
01.15.09 | Safety First Trust Series 2007-4 Principal-Protected Certificates linked to a Global Index Basket | AKN |
Safety First Trust Index-Linked Notes | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Safety First Trust Series 2008-4 Principal-Protected Certificates linked to the S&P 500 Index | AHY |
01.15.09 | Safety First Trust Series 2008-3 Principal-Protected Certificates linked to a Global Index Basket | AHB |
01.15.09 | Safety First Trust Principal-Protected Certificates Linked to the S&P 500 Index | AMM |
01.15.09 | Safety First Trust Series 2008-1 Principal-Protected Certificates Linked to a U.S.-Europe-Japan Basket | ATA |
Schwab Strategic Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
12.11.09 | Schwab U.S. Large-Cap Growth ETF Schwab U.S. Large-Cap Value ETF |
SCHG SCHV |
11.03.09 | Schwab U.S. Broad Market ETF Schwab U.S. Large-Cap ETF Schwab U.S. Small-Cap ETF Schwab International Equity ETF |
SCHB SCHX SCHA SCHF |
SELECT SECTOR SPDR FUNDS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | SPDR DB International Government Inflation-Protected Bond ETF | WIP |
01.15.09 | Heath Care Select Sector SPDR Fund Consumer Discretionary Select Sector SPDR Fund Consumer Staples Select Sector SPDR Fund Materials Select Sector SPDR Fund Energy Select Sector SPDR Fund Financial Select Sector SPDR Fund Industrial Select Sector SPDR Fund Technology Select Sector SPDR Fund Utilities Select Sector SPDR Fund |
XLV XLY XLP XLB XLE XLF XLI XLK XLU |
SEQUINS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | 7.5% SEQUINS Linked to UnitedHealth Group Inc., due April 10, 2007 | CTH |
SPA ETF Funds | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | SPA MarketGrader 40 Fund SPA MarketGrader 100 Fund SPA MarketGrader 200 Fund SPA MarketGrader Small Cap 100 Fund SPA MarketGrader Mid Cap 100 Fund SPA MarketGrader Large Cap 100 Fund |
SFV SIH SNB SSK SVD SZG |
SPARQS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | SPDR Lehman Municipal Bond ETF | TFI |
01.15.09 | 10% SPARQS Linked to Apple Computer, Inc., due December 20, 2007 8% SPARQS Linked to Dell Inc., due November 20, 2007 9% SPARQS Linked to Yahoo! Inc., due December 20, 2007 9.50% SPARQS Linked to Sunoco Inc., due April 20, 2007 11% SPARQS Linked to Tellabs Incorporated, due October 20, 2007 8% SPARQS Linked to Starbucks Corporation, due October 20, 2007 8.5% SPARQS Linked to Devon Energy Corporation, due May 20, 2007 7.5% SPARQS Linked to National Semiconductor Corp., due March 20, 2007 9% SPARQS Linked to Valero Energy Corp., due June 20, 2007 8% SPARQS Linked to Genentech, Inc., due August 20, 2007 10% SPARQS Linked to Circuit City Stores, Inc., due January 20, 2008 7.5% SPARQS Linked to Coach Inc., due January 20, 2008 9% SPARQS Linked to Intel Corporation, due September 20, 2007 8.5% SPARQS Linked to Whole Foods Market, Inc., due September 20, 2007 |
APE DSA MYH SSK TSX SBA DEV NSD SVE DGK CKK CFM ITL MWL |
SPDR FUNDS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
03.10.09 | SPDR Barclays Capital Long Term Credit Bond ETF | LWC |
02.11.09 | SPDR Barclays Capital Intermediate Term Credit Bond ETF | ITR |
01.15.09 | SPDR Lehman High Yield Bond ETF | JNK |
01.15.09 | SPDR Lehman International Treasury Bond ETF | BWX |
01.15.09 | SPDR Lehman Municipal Bond ETF | TFI |
01.15.09 | SPDR Russell/Nomura Small Cap Japan ETF SPDR Russell/Nomura PRIME Japan ETF SPDR DJ Wilshire International Real Estate ETF SPDR MSCI ACWI (EX-US) ETF |
JSC JPP RWX CWI |
01.15.09 | SPDR Trust, Series I | SPY |
01.15.09 | SPDR DOW JONES WILSHIRE LARGE CAP SPDR DOW JONES WILSHIRE SMALL CAP SPDR DOW JONES WILSHIRE MID CAP SPDR DOW JONES WILSHIRE MID CAP GROWTH SPDR DOW JONES WILSHIRE MID CAP VALUE SPDR DOW JONES WILSHIRE LARGE CAP GROWTH SPDR DOW JONES WILSHIRE LARGE CAP VALUE DOW JONES WILSHIRE REIT ETF SPDR DOW JONES WILSHIRE SMALL CAP GROWTH SPDR DOW JONES WILSHIRE SMALL CAP VALUE SPDR DOW JONES WILSHIRE TOTAL MARKET ETF SPDR GLOBAL TITANS ETF KBW BANK ETF KBW CAPITAL MARKETS ETF KBW INSURANCE ETF KBW REGIONAL BANK ETF MORGAN STANLEY TECHNOLOGY ETF SPDR BIOTECH ETF SPDR DIVIDEND ETF SPDR HOMEBUILDERS ETF SPDR METALS & MINING ETF SPDR OIL & GAS EXPLORATION & PRODUCTION ETF SPDR OIL & GAS EQUIPMENT & SERVICES ETF SPDR PHARMACEUTICALS ETF SPDR RETAIL ETF SPDR SEMI CONDUCTOR ETF STREETTRACK DOW JONES EURO STOXX 50 STREETTRACKS DOW JONES STOXX 50 FUND |
ELR DSC EMM EMG EMV ELG ELV RWR DSG DSV TMW DGT KBE KCE KIE KRE MTK XBI SDY XHB XME XOP XES XPH XRT XSD FEZ FEU |
SPDR Index Shares Funds | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | SPDR S&P International Energy Sector ETF SPDR S&P International Industrial Sector ETF SPDR S&P International Financial Sector ETF SPDR S&P International Materials Sector ETF SPDR S&P International Technology Sector ETF SPDR S&P International Utilities Sector ETF SPDR S&P International Telecommunications Sector ETF SPDR S&P International Consumer Staples Sector ETF SPDR S&P International Consumer Discretionary Sector ETF SPDR S&P International Health Care Sector ETF |
IPW IPN IPF IRV IPK IPU IST IPS IPD IRY |
01.15.09 | SPDR S&P Emerging Markets Small Cap | EWX |
01.15.09 | SPDR S&P International Mid Cap ETF SPDR DJ Wilshire Global Real Estate ETF |
MDD RWO |
SPDR Series Trust | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
09.24.09 | SPDR S&P VRDO Municipal Bond ETF | VRD |
09.17.09 | SPDR Wells Fargo Preferred Stock ETF | PSK |
01.15.09 | SPDR Lehman California Municipal Bond ETF SPDR Lehman New York Municipal Bond ETF SPDR Lehman Short Term Municipal Bond ETF |
CXA INY SHM |
09.24.09 | SPDR S&P VRDO Municipal Bond ETF | VRD |
STARS | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the S&P 500 Index | DJL |
01.15.09 | Merrill Lynch & Co., Inc. Strategic Accelerated Redemption Securities Linked to the Dow Jones EURO STOXX 50 Index | SIT |
01.15.09 | STARS based on the CBOE S&P 500 BUYWRITE INDEX, due December 17, 2009 STARS based on the CBOE S&P 500 BuyWrite Index, due March 30, 2010 STARS based on the CBOE Dow Jones Industrial Average BuyWrite Index, due July 30, 2011 |
MBS MBJ DBZ |
Stock- Market Upturn Notes | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.1 5.09 | Stock Market Upturn Notes Linked to the S&P 500, due July 12, 2007 Stock Market Upturn Notes Linked to the Nikkei 225 Index, due August 29, 2007 Stock Market Upturn Notes Linked to the Dow Jones EURO STOXX 50 Index, due October 9, 2007 Stock Market Upturn Notes linked to the S&P 500 Index when issued, due May 29, 2007 Stock Market Upturn Notes linked to the Dow Jones Industrial Average, due June 6, 2008 |
SMK SZN SEM SSM SKJ |
Strategic Return Notes | ||
Circular Date | Structured Product | Symbol(s) |
---|---|---|
01.15.09 | Merrill Lynch & Co., Inc. Strategic Return Notes Linked to the Merrill Lynch Factor Model | HFB |
01.15.09 | Merrill Lynch Strategic Return Notes Linked to the Select 10 Index due March 8, 2012 | MSS |
01.15.0 9 | Strategic Return Notes linked to the Value 30 Index, due August 8, 2011 8% Monthly Income Strategic Return Notes linked to the CBOE S&P 500 BuyWrite Index, due January 3, 2011 8% Monthly Income Strategic Return Notes linked to the CBOE Dow Jones Industrial Index BuyWrite Index, due November 9, 2011 Strategic Return Notes linked to the Industrial 15 Index, due August 9, 2010 Strategic Return Notes linked to the Biotech-Pharmaceutical Index, due November 1, 2007 Strategic Return Notes linked to the Industrial 15 Index (IXD), due August 30, 2007 Strategic Return Notes linked to the Select Ten Index, due March 1, 2007 Strategic Return Notes linked to the Oil and Natural Gas Index, due March 28, 2007 Strategic Return Notes linked to the Select Ten Index, due June 28, 2007 Strategic Return Notes linked to the Select Ten Index, due October 25, 2007 8% Strategic Return Notes linke |