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Information Circulars 2026
Overview
The Nasdaq Stock Market, Nasdaq BX, and PSX will be providing additional information about trading certain structured products, which present special characteristics and risks associated with their trading.
This additional information for both exchanges is being presented in Information Circulars, whose purpose is to describe some of the characteristics and risks of these securities, alert members to possible prospectus delivery requirements and remind them of Nasdaq Rule 2310, BX Rule 2310 and PSX Rule763 which require members to determine the suitability of investments recommended to customers.
| Trade Date | Symbol(s) | Issuer | Exchange Traded Product | Listing Market |
|---|---|---|---|---|
| 01/02/2026 | ARKD | ARK ETF Trust | ARK DIET Q1 Buffer ETF | BATS BZX Exchange |
| 01/02/2026 | DDFJ | Innovator ETFs Trust | Innovator Equity Dual Directional 15 Buffer ETF - January | BATS BZX Exchange |
| 01/02/2026 | DDNQ | Innovator ETFs Trust | Innovator Growth-100 Dual Directional 5 Buffer ETF - Quarterly | BATS BZX Exchange |
| 01/02/2026 | DDSQ | Innovator ETFs Trust | Innovator Equity Dual Directional 5 Buffer ETF - Quarterly | BATS BZX Exchange |
| 01/02/2026 | DDTJ | Innovator ETFs Trust | Innovator Equity Dual Directional 10 Buffer ETF - January | BATS BZX Exchange |
| 01/02/2026 | GOLS | Gabelli ETFs Trust | Gabelli Opportunities in Live and Sports ETF | NYSE Arca |
| 01/02/2026 | PRAY | FIS Trust | FIS Christian Stock Fund | NYSE Arca |
| 01/07/2026 | KIQQ | KraneShares Trust | KraneShares InspereX Nasdaq Dynamic Buffered High Income Index ETF | NASDAQ Global Market |
| 01/07/2026 | PLU | Tidal Trust II | Defiance Daily Target 2x Long PL ETF | BATS BZX Exchange |
| 01/07/2026 | TDAX | ETF Opportunities Trust | TDAQ Lift ETF | BATS BZX Exchange |
| 01/07/2026 | TSYX | ETF Opportunities Trust | TSPY Lift ETF | NASDAQ Global Market |
| 01/07/2026 | ZCBA | Global X Funds | Global X Zero Coupon Bond 2030 ETF | NYSE Arca |
| 01/07/2026 | ZCBB | Global X Funds | Global X Zero Coupon Bond 2031 ETF | NYSE Arca |
| 01/07/2026 | ZCBC | Global X Funds | Global X Zero Coupon Bond 2032 ETF | NYSE Arca |
| 01/07/2026 | ZCBE | Global X Funds | Global X Zero Coupon Bond 2033 ETF | NYSE Arca |
| 01/07/2026 | ZCBF | Global X Funds | Global X Zero Coupon Bond 2034 ETF | NYSE Arca |
| 01/07/2026 | ZCBG | Global X Funds | Global X Zero Coupon Bond 2035 ETF | NYSE Arca |
| 01/08/2026 | LCO | Tidal Trust IV | LOGIQ Contrarian Opportunities ETF | NYSE Arca |
| 01/12/2026 | BCPL | BNY Mellon ETF Trust II | BNY Mellon Core Plus ETF | NYSE Arca |
| 01/12/2026 | BFJA | First Trust Exchange-Traded Fund | FT Vest Bitcoin Strategy Floor15 ETF - January | NYSE Arca |
| 01/12/2026 | BKFI | BNY Mellon ETF Trust II | BNY Mellon Active Core Bond ETF | NYSE Arca |
| 01/12/2026 | BKMI | BNY Mellon ETF Trust II | BNY Mellon Municipal Intermediate ETF | NASDAQ Global Market |
| 01/12/2026 | BKMS | BNY Mellon ETF Trust II | BNY Mellon Municipal Short Duration ETF | NASDAQ Global Market |
| 01/12/2026 | BMOP | BNY Mellon ETF Trust II | BNY Mellon Municipal Opportunities ETF | NASDAQ Global Market |
| 01/13/2026 | ALBG | Themes ETF Trust | Leverage Shares 2X Long ALB Daily ETF | NASDAQ Global Market |
| 01/13/2026 | CRMX | Investment Managers Series Trust II | Tradr 2X Long CRML Daily ETF | BATS BZX Exchange |
| 01/13/2026 | FRWD | Nomura ETF Trust | Nomura Transformational Technologies ETF | NASDAQ Global Market |
| 01/13/2026 | HUTG | Themes ETF Trust | Leverage Shares 2X Long HUT Daily ETF | NASDAQ Global Market |
| 01/13/2026 | LTAX | Nomura ETF Trust | Nomura Tax-Free USA ETF | NYSE Arca |
| 01/13/2026 | LUNL | Tidal Trust II | Defiance Daily Target 2X Long LUNR ETF | BATS BZX Exchange |
| 01/13/2026 | ONDG | Themes ETF Trust | Leverage Shares 2X Long ONDS Daily ETF | NASDAQ Global Market |
| 01/13/2026 | ONDU | Investment Managers Series Trust II | Tradr 2X Long ONDS Daily ETF | BATS BZX Exchange |
| 01/13/2026 | PATX | Investment Managers Series Trust II | Tradr 2X Long PATH Daily ETF | BATS BZX Exchange |
| 01/13/2026 | PLUL | Themes ETF Trust | Leverage Shares 2X Long PLUG Daily ETF | NASDAQ Global Market |
| 01/13/2026 | QFHD | Pacer Funds Trust | Pacer S&P 500 Quality FCF High Dividend ETF | BATS BZX Exchange |
| 01/13/2026 | QFRD | Pacer Funds Trust | Pacer S&P 500 Quality FCF R&D Leaders | BATS BZX Exchange |
| 01/13/2026 | RKTL | Tidal Trust II | Defiance Daily Target 2X Long RKT ETF | BATS BZX Exchange |
| 01/13/2026 | USAX | Investment Managers Series Trust II | Tradr 2X Long USAR Daily ETF | BATS BZX Exchange |
| 01/13/2026 | USGG | Themes ETF Trust | Leverage Shares 2X Long USAR Daily ETF | NASDAQ Global Market |
| 01/13/2026 | UUUG | Themes ETF Trust | Leverage Shares 2X Long UUUU Daily ETF | NASDAQ Global Market |
| 01/14/2026 | CABZ | Roundhill ETF Trust | Roundhill Robotaxi, Autonomous Vehicles & Technology ETF | BATS BZX Exchange |
| 01/14/2026 | CLNK | Bitwise Chainlink ETF | Common Shares of Beneficial Interest of Bitwise Chainlink ETF | NYSE Arca |
| 01/14/2026 | EOSU | ETF Opportunities Trust | T-REX 2X Long EOSE Daily Target ETF | BATS BZX Exchange |
| 01/15/2026 | FDRX | Corgi ETF Trust I | Founder-Led 2X Daily ETF | NASDAQ Global Market |
| 01/15/2026 | ORLG | Themes ETF Trust | Leverage Shares 2X Long ORLY Daily ETF | NASDAQ Global Market |
| 01/15/2026 | SGRW | Harbor ETF Trust | Harbor Active Small Cap Growth ETF | NYSE Arca |
| 01/15/2026 | XPEG | Themes ETF Trust | Leverage Shares 2X Long XPEV Daily ETF | NASDAQ Global Market |
Related Files
Contact Information
- Nasdaq Listing Qualifications at
+1 301 978 8008.
